Investment Banking

We’re Invested in Your Reaching Financial Success

Our Investment Banking Team is committed to identifying and financing growth companies to propel them into becoming tomorrow’s market leaders. The wide variety of exclusive financial advisory services that we offer include ready access to the capital markets.

Equity Capital Markets

Our Equity Capital Markets (“ECM”) team is responsible for the marketing, distribution and pricing of all lead-managed and co-managed equity offerings. Our clients benefit from our team’s extensive experience in providing advice on market receptivity, valuation, timing and structure of equity offerings.

Contact Us About Our Services
  • Initial Public Offerings
  • Follow-On Offerings
  • Secondary Offerings
  • Private Placements
  • ATMs (At-the-Market Offerings)
  • SPACs

Debt Capital Markets

Our Debt Capital Markets team provides advisory services and full-service placement departments to our client’s liquidity and financing objectives to help with obtaining debt capital, as well as optimizing their capital structure.

Our Debt Capital Markets team specializes in raising all types of non-equity capital for transactions such as traditional refinancings, leveraged acquisitions, recapitalizations and restructurings, as well as the following types of capital:

Contact Us About Our Services
  • Senior Debt
  • Junior-Secured / 2nd Lien
  • Mezzanine
  • Convertible Debt
  • Bridge Financings

Mergers & Acquisitions

Our M&A Advisory Group provides strategic and financial advisory services to emerging growth companies across a broad range of industries. Our expertise in raising capital in conjunction with strategic developments differentiates us within the middle market industry.

Our team is committed to providing hands-on, executive-level expertise and resources whether it be growing through a strategic acquisition or redeploying capital through a divestiture. Our relationship with clients doesn’t end at closing, in fact, we continually work to identify and execute the next strategic move.

Contact Us About Our Services
  • Acquisitions
  • Divestitures
  • Mergers
  • Defensive Advisory
  • Company Sale
  • Special Committee Advisory
  • Fairness Opinions

Key Accomplishments

50

A team of 50 professionals with significant transaction and industry expertise.

$100B

Raised over $100 billion for small-cap companies since 1992.

2,336

Deals done with companies across a variety of sectors since 1993.

425+

Completed 425+ merger, acquisition and advisory assignments.

Sectors

Business Services

Our Business Services Investment Banking Team offers a full array of investment banking services including merger and acquisition advisory, equity and debt capital raising, and more.

View This Sector

Consumer

Our Consumer Investment Banking Team focuses exclusively on consumer businesses, having cultivated an effective network of investors, companies and senior industry executives.

View This Sector

Energy

Our Energy Investment Banking Team has over 20 years of domestic and international industry experience and offers a full array of investment banking services.

View This Sector

Healthcare

Our Healthcare Investment banking Team assists in evaluating acquisition opportunities, licenses and strategic partnerships to accelerate growth and enhance shareholder value.

View This Sector

Industrial Growth

Our Industrial Growth companies are comprised of the following sub-sectors: Automotive, Energy infrastructure and equipment, Manufacturing and process technologies and Real Estate and REITs. Two ROTH analysts are dedicated to this sector.

View This Sector

Metals & Mining

Our Metals & Mining Investment Banking Team provides a full array of investment banking services and expertise to both public and private junior mining companies throughout the world.

View This Sector

Technology & Media

Our Technology & Media Investment Banking Team team brings expertise in capital transactions and advisory services to emerging leaders in the Technology & Media sector.

View This Sector

Sustainability

Our Sustainability Investment Banking Team assists growth oriented companies achieve their strategic and financial goals.

View This Sector

Transactions

Dedicated to the Long-Term Success of Clients

We have a proud history of providing sponsorship to growth-oriented companies, both private and public, across a broad range of industries. Since 1992, we have completed approximately 350 merger, acquisition and advisory assignments.

View Transactions

Our Investment Banking Team

At ROTH, every client receives a dedicated senior banker who will assist from the inception of a deal to close.

Alexander Montano

Managing Director, Head of Energy Investment Banking

View Profile

Alex Stoyanov, CFA

Managing Director, Head of M&A Investment Banking

View Profile

David Farina, CFA

Managing Director, Co-Head of Business Services Investment Banking

View Profile

Doug Gonsalves

Managing Director, Head of Technology Investment Banking

View Profile

Gil Ottensoser

Managing Director, Head of SPAC Investment Banking

View Profile

James Antonopoulos

Managing Director, Head of Healthcare Investment Banking

View Profile

Jesse Pichel

Managing Director, Co-Head Sustainability Investment Banking

View Profile

Matthew Day

Managing Director, Co-Head of Business Services Investment Banking

View Profile

Michael Guzman

Managing Director, Co-Head of Innovations Investment Banking

View Profile

Paul Zaffaroni

Managing Director, Head of Consumer Investment Banking

View Profile

Robert Stephenson

Managing Director, Co-Head Sustainability Investment Banking

View Profile

Salomon Kamalodine

Managing Director, Co-Head of Innovations Investment Banking

View Profile

Al Longfield, CFA

Managing Director, Investment Banking

View Profile

Benjamin Bowen, Ph.D.

Managing Director, Investment Banking

View Profile

Dave Donohoe, Jr.

Managing Director, Investment Banking

View Profile

David Enzer

Managing Director, Investment Banking

View Profile

Gerald Mars

Managing Director, Investment Banking

View Profile

Greg Giebel

Managing Director, Investment Banking

View Profile

Gregory Kouvelas

Managing Director, Investment Banking

View Profile

Jacob Frank

Managing Director, Investment Banking

View Profile

Jonathan Alyn

Managing Director, Investment Banking

View Profile

Joseph "J." Barry

Managing Director, Investment Banking

View Profile

Kamal Masud, CFA

Managing Director, Investment Banking

View Profile

Michael Chill

Managing Director, Investment Banking

View Profile

Russ Nudelman

Managing Director, Investment Banking

View Profile

Sean Leahy

Managing Director, Investment Banking

View Profile

Adam Roth

Director, Investment Banking

View Profile

Otilia "Tilin" Chen

Director, Investment Banking

View Profile

Robert Reid

Director, Investment Banking

View Profile

Dustin Cabrera

Director, Investment Banking

View Profile

Aparna Beeram

Senior Vice President, Investment Banking

View Profile

Ford Hanour

Vice President, Investment Banking

View Profile

Our Capital Markets Team

Lou Ellis

Managing Director, Equity Capital Markets

View Profile

Keith Wellen

Director, Healthcare Equity Capital Markets

View Profile

Annie Siegel

Roadshow Coordinator

View Profile