Trading

We Strive to Become an Extension of Your Trading Desk

Our Trading Team handles significant order flow for a multitude of clients in the U.S. and internationally and prides itself on creating liquidity in illiquid markets. Our experienced market makers and sales traders provide timely and efficient execution of transactions in both Listed and NASDAQ issues.

What Distinguishes the ROTH Trading Desk?

Execution

The ROTH Trading Desk understands market structure and acts as an aggregator of aggregators to ensure the best possible execution across all venues.

Structure

ROTH takes a client-centric approach to the trading desk. Our traders' expertise and relationships with our clients enable them to be aligned with meeting each client’s specific execution goals.

Technology

ROTH has made a significant investment in technology as well as infrastructure, which keeps our desk interactive with clients and allows us to have a full suite of capabilities.

Trading Capabilities

Equity Trading

Equity Trading

ROTH is committed to becoming an extension of your trading desk by taking a client centric approach for the structure of the trading desk. The firm’s dedicated traders have, on average, over 15 years of trading experience and industry knowledge, and they utilize a high touch trading approach aimed directly to benefit our customers by understanding the method and urgency of how each individual customer trades. The firm has partnered with a variety of different vendors to access both domestic and international markets in order to ensure all available liquidity can be captured at any given time. ROTH is fully transparent on how orders are executed and to which venue orders are routed. The ROTH team model ensures customers feel confident they have joined a partnership to share market information and obtain the best execution. 

Options Trading

Options Trading

ROTH has trading access to all U.S. Listed Options Exchanges. Whether trading customer’s orders electronically or using the trading desk’s vast liquidity relationships, ROTH has the capability to successfully execute any customer’s options strategy and serve as an advisor to portfolio hedging, increasing directional exposure, or offering insight into the current volatility environment with our dedicated option strategist. ROTH’s Options Trading Desk works on behalf of the customer to obtain the best prices and liquidity for every order.

Event Driven/Risk Arbitrage Trading

Event Driven/Risk Arbitrage Trading

ROTH is committed to the risk arbitrage and event driven space. The firm has a dedicated team of professionals encompassing research, sales, and trading. In addition to executing pairs, spreads, or ratio trades with algorithms, the firm prides itself on the execution capabilities of our individual traders to execute orders discreetly and with obtaining the best price.

Portfolio Trading

Portfolio Trading

ROTH is differentiated in the portfolio trading space by being able to combine quantitative trading techniques and automated electronic trading tools with the traditional sales and trading relationships. We have forged together the traditional cross trading infrastructure with a highly quantitative platform, in order to minimize market impact and execution costs. ROTH utilizes the quantitative platform to disseminate the order flow through minimal impact zones, i.e., internal relationship crosses, controlled dark pools, crossing networks and primary exchanges. The objective of the trade is to minimize impact costs and outperform the trade strike benchmark target. We provide a detailed pre-trade analysis report identifying potential impact costs on a portfolio and individual name basis. In addition, we provide a detailed post-trade analysis report highlighting the execution success versus the pre-trade estimates on a variety of benchmarks.

Index Trading

Index Trading

The ROTH team is fully knowledgeable with regard to all U.S. domestic index methodology, thus allowing for both reactive and anticipatory responses to potential index changes. In-depth experience within the coverage team includes quantitative portfolio construction concepts and capital market arbitrage activities (mergers, spinoffs). These attributes provide insights with respect to indices events, including the potential impact to indices, share changes, and effective dates.

Credit and High Yield Trading

Credit and High Yield Trading

The universe of Credit and High Yield instruments is massive, with a general lack of visibility and many illiquid or mispriced securities. Roth can be a vehicle of liquidity and discovery in this environment. ROTH brokers between funds and interdealers anonymously. All markets will be live and tradeable.

Other Capabilities

Other Capabilities

  • Institutional Orders
  • Block Trades
  • Rule 144 Transactions
  • Corporate Buybacks
  • Retail Orders

For More Information, Contact:

Matthew Casamassima
Head of Trading 
203-861-9060
mcasamassima@roth.com

Our Trading Team

Christopher Bonocore

Executive Director, Senior Sales Trader

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John Eberle

Executive Director, Senior Sales Trader

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Brian Fisher

Managing Director, Equity Trader

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Eric Krogius

Sales Trader

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Kevin Boutote

Managing Director, Equity Trader

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Andrew Brennan

Managing Director, Senior Sales Trader

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Richard Brown Jr.

Managing Director, Senior Sales Trader

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Patrick J Caufield

Executive Director, Senior Sales Trader

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Kevin Clark

Executive Director, Senior Sales Trader

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Michael Cohen

Executive Director, Senior Sales Trader

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Kenneth Fiveson

Managing Director, Senior Sales Trader

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Rhett Hancock

Managing Director, Senior Sales Trader

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Vanessa Jagenburg

Executive Director, Senior Sales Trader

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John Lane

Managing Director, Senior Sales Trader

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Dagoberto Lanzo

Executive Director, Senior Sales Trader

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Patrick Malcolm

Executive Director, Senior Sales Trader

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Sal Miciotta

Managing Director, Event Driven Sales Trading

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Sal Morreale

Executive Director, Senior Sales Trader

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Michael Nauyokas

Managing Director, Senior Sales Trader

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John O'Brien

Managing Director, Senior Sales Trader

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Fred Pisapia

Executive Director, Senior Sales Trader

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John Quinlan

Executive Director, Senior Sales Trader

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Joe Russo

Managing Director, Senior Sales Trader & ECM Desk Specialist

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Bruce Silverman

Equity Trader

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James Tenaglia

Managing Director, Equity Trader

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B.Todd Trimmer

Managing Director, Head of Trading Recruitment and Strategy

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Ary Zomorodi

Institutional Equity Sales Trader

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