Jun 26, 2020 Roth Capital Partners acts as Placement Agent & Financial Advisor for Allied Esports Entertainment (NASDAQ: AESE) in its $9 Million Senior Secured Convertible Promissory Notes Refinance Roth Capital Partners
Jun 22, 2020 Roth Capital Partners Acts as Lead Placement Agent for Immunic, Inc. (Nasdaq: IMUX) in its $25 Million Follow-On Roth Capital Partners
Jun 19, 2020 Roth Capital Partners Acts as Financial Advisor for Vutiliti in its $11.75 Million Private Placement Roth Capital Partners
Jun 12, 2020 Roth Capital Partners acts as Financial Advisor for Lumitron Technologies, Inc. (Private) in its $34 Million Private Placement Roth Capital Partners
Jun 10, 2020 Roth Capital Partners Acts as Lead Manager for Cellectar Biosciences, Inc. (NASDAQ: CLRB) in its $20 Million Follow-On Roth Capital Partners
Jun 9, 2020 Roth Capital Partners acts as Co-Manager for Five9, Inc. (NASDAQ: FIVN) in its $747.5 Million Convertible Senior Notes Offering Roth Capital Partners
Jun 8, 2020 Roth Capital Partners Acts as Lead Manager for Adaptimmune Therapeutics plc (Nasdaq: ADAP) in its $259.3 Million Follow-On Roth Capital Partners
Jun 5, 2020 Roth Capital Partners acts as Lead Manager for Sequans Communications S.A. (NYSE: SQNS) in its $25 Million Follow-On Roth Capital Partners
Jun 2, 2020 Roth Capital Partners acts as Lead Manager for Sequans Communications S.A. (NYSE: SQNS) in its $25 Million Follow-On Roth Capital Partners
May 26, 2020 Roth Capital Partners Acts as Co-Manager for Axcella Health (Nasdaq: AXLA) in its $60.1 Million Follow-On Roth Capital Partners
