Sep 21, 2020 ROTH Capital Partners acts as Sole Manager for Loop Industries, Inc. (NASDAQ: LOOP) in its $26.6 Million Follow-On Roth Capital Partners
Sep 14, 2020 Roth Capital Partners acts as Co-Manager for Medallia, Inc. (NYSE:MDLA) in its $575 Million Convertible Senior Notes Offering Roth Capital Partners
Sep 14, 2020 Roth Capital Partners acts as Co-Manager for Humanigen, Inc. (NASDAQ:HGEN) in its $78.2 Million Follow-On Roth Capital Partners
Sep 4, 2020 Roth Capital Partners acts as Sole Placement Agent for Seelos Therapeutics, Inc. (Nasdaq: SEEL) in its $7 Million Registered Direct Roth Capital Partners
Sep 3, 2020 Roth Capital Partners acts as Sole Book-Running Manager for Centrus Energy Corp. (NYSE American: LEU) in its $23.5 Million Follow-On Roth Capital Partners
Sep 1, 2020 Roth Capital Partners acts as Sole Book-Running Manager for CohBar, Inc. (NASDAQ: CWBR) in its $15 Million Follow-On Roth Capital Partners
Aug 28, 2020 Roth Capital Partners acts as Joint Book-Running Manager for Flux Power Holdings, Inc. (NASDAQ CM: FLUX) in its $12.4 Million Follow-On Roth Capital Partners
Aug 25, 2020 Roth Capital Partners advises DSP Group, Inc. (NASDAQ: DSPG) on its acquisition of SoundChip SA Roth Capital Partners
Aug 24, 2020 Roth Capital Partners acts as Sole Manager for Fathom Holdings Inc. (NASDAQ: FTHM) in its $34.3 Million IPO Roth Capital Partners
Aug 20, 2020 Roth Capital Partners acts as Sole Placement Agent for MediPharm Labs Corp. (TSX: LABS) in its CAD$37.8 Million Private Placement Roth Capital Partners