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2020
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November 30, 2020
Business Wire |
Roth Capital Partners and Sustain SoCal to Host Sustainability Virtual Private Capital Event on December 2-3, 2020 |
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November 25, 2020
Roth Capital Partners |
Roth Capital Partners acted as Sole Book-Running Manager
for InMed Pharmaceuticals Inc. (NASDAQ: INM)
in its US$8 Million Follow-On |
|
November 13, 2020
Roth Capital Partners |
Roth Capital Partners acts as Co-Manager
for fuboTV, Inc. (NYSE : FUBO)
in its $183 Million Follow-On |
|
November 10, 2020
Business Wire |
Roth Capital Partners to Host Technology Virtual Event November 11-12, 2020 |
|
November 3, 2020
Roth Capital Partners |
Roth Capital Partners acts as Co-Manager
for Replimune Group, Inc. (Nasdaq: REPL)
in its $287.5 Million Follow-On
|
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October 22, 2020
Business Wire |
Roth Capital Partners Announces the Addition of Hershel Gerson, Managing Director, Co-Head of Consumer Investment Banking |
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October 22, 2020
Roth Capital Partners |
Roth Capital Partners acts as Sole Book-Running Manager
for TransAct Technologies Incorporated (Nasdaq: TACT)
in its $10 Million Follow-On |
|
October 19, 2020
Business Wire |
Roth Capital Partners, NGO Sustainability with the Governments of Portugal, Kenya, and Sri Lanka Hosted a Virtual Side Event |
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October 17, 2020
Challenged Athletes Foundation |
2020 Celebration of Abilities Awards Program.
Roth recognized as partner of the year. |
|
October 14, 2020
Bio Investor Forum |
Bio Investor Forum Digital has selected, Fireside Chat with Nisa Leung, Qiming Venture Partners and James Antonopoulos, ROTH Capital Partners on Cross-Pacific Investment Perspectives, as one of the "Best of Bio" panels from the event. |
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October 13, 2020
Roth Capital Partners |
Roth Capital Partners acts as Co-Manager
for Medallia, Inc. (NYSE:MDLA) in its
$575 Million Convertible Senior Notes Offering |
|
October 8, 2020
Roth Capital Partners |
Roth Capital Partners acts as Co-Manager
for Mission Produce (NASDAQ: AVO)
in its $96 Million IPO |
|
October 2, 2020
Roth Capital Partners |
Roth Capital Partners acts as Sole Manager for
Loop Industries, Inc. (NASDAQ: LOOP)
in its $26.6 Million Follow-On |
|
September 30, 2020
Roth Capital Partners |
Roth Capital Partners acts as Co-Manager
for Laird Superfood, Inc. (NYSE: LSF)
in its $67 Million IPO |
|
September 23, 2020
Roth Capital Partners |
Roth Capital Partners acts as Co-Manager
for Humanigen, Inc. (NASDAQ:HGEN)
in its $78.2 Million Follow-On |
|
September 14, 2020
Roth Capital Partners |
Roth Capital Partners acts as Sole Placement Agent
for Seelos Therapeutics, Inc. (Nasdaq: SEEL)
in its $7 Million Registered Direct |
|
September 10, 2020
Roth Capital Partners |
ROTH Capital Partners acts as Sole Book-Running Manager
for Rimini Street, Inc. (Nasdaq: RMNI)
in its $27.5 Million Follow-On |
|
September 3, 2020
Roth Capital Partners |
Roth Capital Partners acts as Sole Book-Running Manager
for Centrus Energy Corp. (NYSE American: LEU)
in its $23.5 Million Follow-On |
|
September 1, 2020
Roth Capital Partners |
Roth Capital Partners acts as Sole Book-Running Manager
for CohBar, Inc. (NASDAQ: CWBR)
in its $15 Million Follow-On |
|
August 28, 2020
Roth Capital Partners |
Roth Capital Partners acts as Joint Book-Running Manager
for Flux Power Holdings, Inc. (NASDAQ CM: FLUX)
in its $12.4 Million Follow-On |
|
August 25, 2020
Roth Capital Partners |
Roth Capital Partners advises
DSP Group, Inc. (NASDAQ: DSPG)
on its acquisition of SoundChip SA |
|
August 24, 2020
Roth Capital Partners |
Roth Capital Partners acts as Sole Manager
for Fathom Holdings Inc. (NASDAQ: FTHM)
in its $34.3 Million IPO |
|
August 20, 2020
Roth Capital Partners |
Roth Capital Partners acts as Sole Placement Agent
for MediPharm Labs Corp. (TSX: LABS) in its
CAD$37.8 Million Private Placement |
|
August 18, 2020
Roth Capital Partners |
Roth Capital Partners Acts as Joint Book-Running Manager
for Quhuo Limited (NASDAQ: QH) in its $37.9 Million IPO |
|
August 4, 2020
Roth Capital Partners |
Roth Capital Partners Acts as Sole Placement Agent
for Tellurian, Inc. (NASDAQ: TELL) in its
$35 Million Registered Direct Offering |
|
July 23, 2020
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager
for Atreca, Inc. (Nasdaq: BCEL)
in its $125 Million Follow-On |
|
July 22, 2020
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager
for Altimmune, Inc. (Nasdaq: ALT) in its $132.3 Million Follow-On |
|
July 21, 2020
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for
Inventiva S.A. (Nasdaq: IVA & Euronext Paris: IVA)
in its $107.7 Million U.S. IPO |
|
July 8, 2020
Business Wire |
Roth Capital Partners Announces the Addition of Elemer Piros, Ph.D. to its Healthcare Research Team |
|
July 7, 2020
Roth Capital Partners |
Roth Capital Partners acts as Co-Manager
for CRISPR Therapeutics (Nasdaq:CRSP) in
its $517.5 Million Follow-On |
|
July 6, 2020
Roth Capital Partners |
Roth Capital Partners acts as a Lead Manager
for Translate Bio, Inc. (Nasdaq: TBIO) in
its $275.2 Million Follow-On |
|
July 1, 2020
Roth Capital Partners |
Roth Capital Partners Acts as Sole Placement Agent for
ElectraMeccanica Vehicles Corp. (NASDAQ: SOLO)
in its $20 Million Registered Direct |
|
June 26, 2020
Roth Capital Partners |
Roth Capital Partners acts as Placement Agent & Financial Advisor
for Allied Esports Entertainment (NASDAQ: AESE) in its
$9 Million Senior Secured Convertible Promissory Notes Refinance
|
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June 22, 2020
Roth Capital Partners |
Roth Capital Partners Acts as Lead Placement Agent
for Immunic, Inc. (Nasdaq: IMUX) in its
$25 Million Follow-On |
|
June 19, 2020
Roth Capital Partners |
Roth Capital Partners Acts as Financial Advisor
for Vutiliti in its $11.75 Million Private Placement |
|
June 12, 2020
Roth Capital Partners |
Roth Capital Partners acts as Financial Advisor for
Lumitron Technologies, Inc. (Private)
in its $34 Million Private Placement |
|
June 10, 2020
Roth Capital Partners |
Roth Capital Partners Acts as Lead Manager for
Cellectar Biosciences, Inc. (NASDAQ: CLRB)
in its $20 Million Follow-On |
|
June 9, 2020
Roth Capital Partners |
Roth Capital Partners acts as Co-Manager
for Five9, Inc. (NASDAQ: FIVN) in its
$747.5 Million Convertible Senior Notes Offering |
|
June 8, 2020
Roth Capital Partners |
Roth Capital Partners Acts as Lead Manager
for Adaptimmune Therapeutics plc (Nasdaq: ADAP)
in its $259.3 Million Follow-On |
|
June 2, 2020
Roth Capital Partners |
Roth Capital Partners acts as Lead Manager for
Sequans Communications S.A. (NYSE: SQNS) in its $25 Million Follow-On |
|
May 26, 2020
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager
for Axcella Health (Nasdaq: AXLA)
in its $60.1 Million Follow-On
|
|
May 15, 2020
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for
Compass Diversified Holdings (NYSE: CODI)
in its $88 million Follow-On |
|
May 14, 2020
Roth Capital Partners |
Roth Capital Partners Acts as Sole Book-Running Manager
for Delcath Systems, Inc. (NASDAQ: DCTH)
in its $22 Million Follow-On |
|
May 7, 2020
Roth Capital Partners |
Roth Capital Partners Acts as Sole Placement Agent
for Tellurian, Inc. (NASDAQ: TELL) in its
$56 Million Registered Direct Note Offering |
|
May 6, 2020
Roth Capital Partners |
Roth Capital Partners Acts as Sole Placement Agent
for Immunic, Inc. (Nasdaq: IMUX) in its
$15 Million Registered Direct
|
|
May 5, 2020
Roth Capital Partners |
Roth Capital Partners Acts as Lead Placement Agent for
Cyclacel Pharmaceuticals, Inc. (NASDAQ: CYCC)
In its $20 Million Follow-On
|
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May 4, 2020
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for
Arcturus Therapeutics Holdings, Inc. (NASDAQ: ARCT)
in its $80.5 Million Follow-On
|
|
April 24, 2020
Roth Capital Partners |
Roth Capital Partners Acts as Sole Manager
for Reed’s Inc. (Nasdaq: REED)
in its $5.8 Million Follow-On
|
|
April 23, 2020
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for
Crinetics Pharmaceuticals (Nasdaq: CRNX)
in its $115.1 Million Follow-On
|
|
April 20, 2020
Roth Capital Partners |
Roth Capital Partners Acts as Lead Manager for
Bionano Genomics (NASDAQ: BNGO) in
its $18 Million Follow-On |
|
April 16, 2020
Roth Capital Partners |
Roth Capital Partners acts as Financial Advisor
to Boardriders on its sale of
Xcel to ZG Holdings |
|
March 30, 2020
Business Wire |
Roth Capital Partners Honored by Global M&A Network
Roth Technology & Healthcare Teams Recognized for M&A transactions |
|
March 19, 2020
Shop-Eat-Surf |
Roth Virtual Conference | Thank You for Your Support |
|
March 4, 2020
Business Wire |
Roth Capital Partners Announces the Addition of George Kelly and Matthew Koranda to its Consumer Research Group |
|
March 2, 2020
Roth Capital Partners |
Roth Capital Partners Acts as Sole Placement Agent
for Lipocine Inc. (NASDAQ:LPCN)
in its $6 Million Registered Direct
|
|
February 19, 2020
Roth Capital Partners |
Roth Capital Partners advises NV5 on its
Acquisition of Quantum Spatial
|
|
February 18, 2020
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for
Applied Genetic Technologies Corporation (Nasdaq: AGTC)
in its $37.4 Million Follow-On |
|
February 14, 2020
Roth Capital Partners |
Roth Capital Partnersacts as Sole Book-Running Manager
for Myomo, Inc. (NYSE American: MYO)
in its $15 Million Follow-On |
|
February 12, 2020
Roth Capital Partners |
Roth Capital Partners Acts as Lead Manager for aTyr Pharma, Inc. (Nasdaq: LIFE) in its $18 Million Follow-On |
|
February 5, 2020
Business Wire |
Roth Capital Partners to Sponsor & Speak at BIO CEO Conference |
|
February 3, 2020
Roth Capital Partners |
Roth Capital Partners Acts as Sole Manager for
Global Water Resources, Inc. (NASDAQ: GWRS) in its $12.5 Million Follow-On
|
|
January 29, 2020
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager
for Adaptimmune Therapeutics plc (Nasdaq: ADAP)
in its $84 Million Follow-On
|
|
January 28, 2020
The San Diego Foundation |
Years after passing, Duane Roth's legacy lives on through family and philanthropy |
|
January 22, 2020
Business Wire |
Roth Capital Partners Releases its 2020 Millennial Survey |
|
January 17, 2020
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for
Matinas BioPharma Holdings, Inc. (NYSE AMER: MTNB) in its $50 Million Follow-On |
|
January 16, 2020
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager
for Mirum Pharmaceuticals, Inc. (Nasdaq: MIRM)
in its $48 Million Follow-On |
|
January 10, 2020
Business Wire |
Roth Capital Partners Bolsters its Healthcare Franchise with Key Hires |
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2019
|
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December 23, 2019
Roth Capital Partners |
Roth Capital Partners Acts as U.S. Placement Agent for Imugene Limited (ASX: IMU) in its A$24.6 Million PIPE |
|
December 23, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for Forty Seven, Inc. (Nasdaq: FTSV) in its $195.6 Million Follow-On |
|
December 19, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Financial Advisor
to eyeBrain Medical, Inc. Series D Financing |
|
December 13, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Financial Advisor
to CorneaGen Series B Financing
and Convertible Debt Facility |
|
December 10, 2019
Orange County Business Journal |
Sustaining Clean Tech
There were more private companies, farther along in the growth cycle, seeking more capital, at this year’s event, the second annual the group has held with Newport Beach-based Roth Capital Partners. |
|
December 10, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Financial Advisor
to Asure Software (NASDAQ:ASUR) |
|
December 4, 2019
Roth Capital Partners |
Roth Capital Partners acts as Co-Manager
For SiTime Corporation (Nasdaq: SITM)
in its $64.3 Million IPO
|
|
December 3, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager
for CRISPR Therapeutics (Nasdaq:CRSP)
in its $315.2 Million Follow-On
|
|
December 2, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Sole Book-Running Manager
for Giga-tronics Incorporated (OTCQB: GIGA)
in its $2.6 Million Follow-On |
|
November 25, 2019
Business Wire |
Roth Capital Partners and Sustain SoCal to Host Cleantech Private Capital Day v2 in Irvine, California on December 4, 2019 |
|
November 25, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Sole Placement Agent
for Lipocine, Inc. (NASDAQ: LPCN)
in its $6 Million Follow-On
|
|
November 21, 2019
Apparel News |
Strong Consumer Spending To Support Solid Holiday Season, Forecasters Said
Featured: Paul Zaffaroni, Managing Director & Head of Consumer Investment Banking |
|
November 20, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for
Replimune Group, Inc. (Nasdaq: REPL)
in its $80 Million Follow-On |
|
November 12, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager
for Merus N.V. (Nasdaq: MRUS)
in its $79.2 Million Follow-On
|
|
November 8, 2019
Business Wire |
Roth Capital Partners to Host SiC and GaN Day in New York City, NY on November 21, 2019 |
|
November 4, 2019
Business Wire |
Roth Capital Partners to Host Technology & New Industrials Day in New York City, NY on November 13, 2019 |
|
November 1, 2019
Hart Energy |
2019 Forty Under 40 in the Oil & Gas Industry
Featured: Dustin F. Cabrera, Vice President, Investment Banking |
|
November 1, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for Soleno Therapeutics, Inc. (SLNO)
in its $15.4 Million Follow-On |
|
October 31, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Sole Manager
for Reed’s Inc. (Nasdaq: REED)
in its $7 Million Follow-On |
|
October 28, 2019
Roth Capital Partners |
Roth Capital Partners acts as Advisor to
Pointer Telocation Ltd. (Nasdaq: PNTR; TASE: PNTR)
in its acquisition by I.D. Systems, Inc. (NASDAQ: IDSY)
|
|
October 25, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Lead Manager
for Bionano Genomics, Inc. (Nasdaq: BNGO)
in its $18 Million Follow-On |
|
October 21, 2019
Roth Capital Partners |
Roth Capital Partners acts as Advisor to
Yanmar America Corporation in its acquisition
of ASV Holdings, Inc. (Nasdaq: ASV)
|
|
October 15, 2019
Proactive |
Roth Capital Partners Analyst says cannabis industry not as bad as people think |
|
October 15, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Lead Placement Agent
for Soliton, Inc. (NASDAQ: SOLY) in
its $6.3 Million Private Placement
|
|
October 9, 2019
Roth Capital Partners |
Roth Capital Partners acts as Co-Manager for
Adesto Technologies (Nasdaq: IOTS) in its
$80.5 Million Senior Convertible Notes Offering
|
|
October 1, 2019
BizBash |
31st Annual
Roth Conference | Ranked in the Top 100 Events in the United States in 2019 | #5 Business & Financial Industry Event
|
|
September 30, 2019
Business Wire |
Roth Capital Partners, NGO Sustainability and Republic of Slovenia to Host Climate Action: Latest Business Technologies for Meeting the SDGs October 4, 2019 in New York City
|
|
September 30, 2019
Renewable Energy World |
SPI19 was a powerful moment: Smart Energy Week 2019
|
|
September 24, 2019
Roth Capital Partners |
Roth Capital Partners acts as Advisor to OnForce Solar, Inc. in its acquisition by 174 Power Global
|
|
September 16, 2019
Roth Capital Partners |
Roth Capital Partners Advises SPY on its
Merger with Bollé Brands |
|
September 9, 2019
Business Wire |
Roth Capital Partners to Host 7th Annual Solar & Storage Symposium at Solar Power International (SPI 19) |
|
August 28, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Sole Placement Agent for
Seelos Therapeutics, Inc. (Nasdaq: SEEL)
in its $6.7 Million Registered Direct
|
|
August 27, 2019
Business Wire |
Roth Capital Partners Announces the Addition of Zegbeh Jallah, Ph.D. to its Healthcare Research Team
|
|
August 22, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for
ACM Research, Inc. (NASDAQ: ACMR)
in its $25 Million Follow-On |
|
August 15, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for
Sunnova Energy International, Inc. (NYSE: NOVA)
in its $168 Million IPO
|
|
August 13, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Financial Advisor
to Grenco Science Series A Financing
|
|
August 7, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Lead Manager
For Kura Sushi USA, Inc. (Nasdaq: KRUS)
in its $46.7 Million IPO
|
|
August 5, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager
for Chiasma, Inc. (Nasdaq: CHMA)
in its $55 Million Follow-On |
|
July 31, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Sole Placement Agent
for Delcath Systems, Inc. (OTCPK: DCTH)
in its $20 Million PIPE
|
|
July 30, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager
for Amarin Corporation plc (Nasdaq: AMRN)
in its $460 Million Follow-On
|
|
July 29, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for
Forty Seven, Inc. (Nasdaq: FTSV)
in its $86.3 Million Follow-On
|
|
July 26, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager
for Mirum Pharmaceuticals, Inc. (Nasdaq: MIRM)
in its $75 Million IPO |
|
July 25, 2019
Roth Capital Partners |
Roth Capital Partners acts as a Co-Manager
for Medallia, Inc. (NYSE: MDLA)
in its $374.3 Million IPO
|
|
July 24, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Financial Advisor for the Merger between NeuBase Therapeutics, Inc. (NBSE) & Ohr Pharmaceutical, Inc. (OHRP)
|
|
June 28, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager
for ArQule, Inc. (Nasdaq:ARQL)
in its $103.7 Million Follow-On
|
|
June 28, 2019
Business Wire |
Roth Capital Partners to Host Roth RNA Revolution Conference in New York City on July 17th, 2019
|
|
June 26, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Lead Manager for Akero Therapeutics, Inc. (NASDAQ: AKRO) in its $105.8 Million IPO
|
|
June 25, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Lead Placement Agent
For ContraVir Pharmaceuticals, Inc. (NASDAQ:CTRV)
in its $15.6 Million Follow-On
|
|
June 24, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Joint Book-Running Manager
for SharpSpring, Inc. (Nasdaq: SHSP) in its
$26.7 Million Secondary Offering
|
|
June 14, 2019
Orange County Business Journal |
Roth Scores TD With NFL QB Rodgers
Featured: Byron Roth, Chairman & CEO |
|
June 13, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Sole Manager for
Charles & Colvard, Ltd. (Nasdaq: CTHR)
in its $10 Million Follow-On |
|
June 12, 2019
Business Wire |
Roth Capital Partners to Host 5th Annual Roth London Conference on June 17- 19, 2019 in London, UK
|
|
June 5, 2019
Forbes |
Aaron Rodgers Launches $50 Million Venture Capital Fund with Roth Capital Partners
|
|
June 4, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for InterDigital (IDCC) in its $400 Million Senior Convertible Notes Offering
|
|
June 3, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Joint Book-Running Manager
for The Lovesac Company (Nasdaq: LOVE)
in its $103.5 Million Follow-On
|
|
May 31, 2019
Roth Capital Partners |
Roth Capital Partners Acts as U.S. Placement Agent for
Prescient Therapeutics Limited (ASX: PTX)
in its $7 Million AUD PIPE
|
|
May 23, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Sole Placement Agent for Cellectar Biosciences, Inc. (NASDAQ: CLRB) in its $10 Million Financing |
|
May 23, 2019
Roth Capital Partners |
6th Annual Roth China Solar Tour to be Held in Conjunction with SNEC Power Expo in Shanghai June 3-6, 2019 |
|
May 21, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for
JinkoSolar Holding Co., Ltd. (NYSE: JKS)
in its $74.8 Million Follow-On
|
|
May 21, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Sole Book-Running Manager
for Jiayin Group Inc. (Nasdaq: JFIN) in its $42.3 Million IPO
|
|
May 15, 2019
Roth Capital Partners |
Roth Capital Partners acts as Co-Manager
for Gogo Inc. (NASDAQ: GOGO) in its
$925 Million 9.875% Senior Secured Notes Offering
|
|
May 14, 2019
BizBash |
Roth Conference makes Southern California's Top 100 Events for 2019 |
|
May 10, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for
Mustang Bio, Inc. (NASDAQ: MBIO) in its $31.6 Million Follow-On
|
|
April 23, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for
BioDelivery Sciences International, Inc. (Nasdaq: BDSI)
in its $60 Million Follow-On
|
|
April 22, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Sole Manager for
Quest Resource Holding Corporation (NASDAQ: QRHC)
in its $6.5 Million Secondary Offering
|
|
April 18, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Sole Book-Running Manager for Daré Bioscience, Inc. (NASDAQ:DARE) in its $5.8 Million Follow-On |
|
April 15, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for Syros Pharmaceuticals (NASDAQ: SYRS) in its $70 Million Follow-On |
|
April 11, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for Chiasma, Inc. (Nasdaq: CHMA) in its $34.5 Million Follow-On |
|
April 8, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for GENFIT SA (Nasdaq:GNFT) in its $155.4 Million IPO
|
|
April 5, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for
CymaBay Therapeutics, Inc. (Nasdaq: CBAY)
in its $115 Million Follow-On
|
|
April 4, 2019
BizBash |
How This Financial Conference Avoids Being Stuffy |
|
April 4, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Co-Placement Agent for Targovax ASA (OSE:TRVX) in its NOK 73.7 Million Private Placement |
|
April 3, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Co-Lead Placement Agent for Electra Meccanica Vehicles Corp. (NASDAQ: SOLO) in its $12 Million Registered Direct Offering |
|
March 28, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Sole Placement Agent for
BioPharmX Corporation (NYSE American: BPMX)
in its $3.9 Million Registered Direct
|
|
March 27, 2019
Business Wire |
Roth Capital Partners Announces the Promotion of Yasmeen Rahimi, Ph.D.
|
|
March 22, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Sole Placement Agent
for Altimmune, Inc. (Nasdaq: ALT) in its
$14 Million Registered Direct
|
|
March 21, 2019
Business Wire |
Roth Capital Partners to Host Roth Battle of the NASH Thrones Spring Investor Conference in New York City on March 28, 2019
|
|
March 11, 2019
Business Wire |
Roth Capital Partners | 31st Annual Growth Stock Conference to be held March 17-19, 2019
|
|
February 21, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Sole Book-Running Manager
for Reed's Inc. (REED) in its $16.2 Million Follow-On
|
|
February 20, 2019
Roth Capital Partners |
Roth Capital Partners Announces the Addition of Charles “Tony” Butler, Ph.D.
to its Healthcare Research Team
|
|
February 7, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Sole Placement Agent
for Seelos Therapeutics, Inc. (Nasdaq: SEEL) in its $18 Million PIPE
|
|
January 29, 2019
Roth Capital Partners |
Roth Capital Partners advises S.M.R.E. SpA
in its sale to SolarEdge Technologies, Inc.
|
|
January 10, 2019
Roth Capital Partners |
Roth Capital Partners Acts as Financial Advisor to
TekWorks, Inc. in its merger with Paladin Technologies, Inc. |
|
2018
|
|
November 27, 2018
Business Wire |
Roth Capital Partners to Host 6th Annual Roth New Industrials Corporate Access Day in New York City
|
|
November 19, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Joint Book-Running Manager for The Lovesac Company (Nasdaq:LOVE) in its $42.2 Million Secondary Offering
|
|
November 16, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Joint Book-Running Manager for New Age Beverages Corporation (NASDAQ: NBEV) in its $52 Million Follow-On
|
|
November 15, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Sole Book-Running Manager For CNFinance Holdings Limited (NYSE: CNF) in its $52 Million IPO
|
|
November 12, 2018
Roth Capital Partners |
Roth Capital Partners Releases its 2018-2019 Millennial Survey |
|
November 5, 2018
Business Wire |
Roth Capital Partners Announces the Addition of Jerry Isaacson, Ph.D. to its Healthcare Research Team
|
|
November 5, 2018
Roth Capital Partners |
Roth Capital Partners Acts as U.S. Placement Agent
for Oryzon Genomics, S.A. (MAD: ORY)
in its €13 Million PIPE |
|
November 1, 2018
Business Wire |
Roth Capital Partners to Host 4th Annual Technology Corporate Access Day
in New York City, NY on November 14, 2018
|
|
October 18, 2018
Roth Capital Partners |
Roth Capital Partners acts as Sole Book-Running Manager for Atomera Incorporated (Nasdaq: ATOM) in its $12.5 Million Follow-On
|
|
October 15, 2018
Orange County Business Journal |
Investors Hear Pitches From Clean-Tech Companies
|
|
October 12, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for KemPharm, Inc. (NASDAQ:KMPH) in its $25 Million Follow-On
|
|
October 12, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Joint Book-Running Manager
for Willdan Group, Inc. (NASDAQ: WLDN)
in its $60.4 Million Follow-On
|
|
October 11, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Sole Manager &
Sole Placement Agent for Altimmune, Inc. (Nasdaq: ALT)
in its $41.9 Million in Funding
|
|
October 2, 2018
Business Wire |
Roth Capital Partners to Host Roth Battle of the NASH Thrones Investor Conference in New York City on October 17, 2018 |
|
September 19, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for Sensus Healthcare, Inc. (Nasdaq: SRTS) in its $15 Million Follow-On |
|
September 18, 2018
Roth Capital Partners |
Roth Capital Partners, Sustain OC, CMA and Procopio to Host Cleantech Private Capital Day at The Cove at UC Irvine Applied Innovation in Irvine, CA on October 3, 2018 |
|
September 18, 2018
BizBash |
30th Annual Roth Conference | Ranked in the Top 100 Events in the United States in 2018 | #4 Business & Financial Industry Event |
|
September 17, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for Tilly’s, Inc. (NYSE:TLYS) in its $117 Million Secondary Offering |
|
September 12, 2018
Business Wire |
Roth Capital Partners to Host 6th Annual Solar & Storage Symposium at Solar Power International (SPI 18) |
|
September 11, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for KalVista Pharmaceuticals, Inc. (Nasdaq: KALV) in its $78.2 Million Follow-On |
|
August 29, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Sole Book-Running Manager for New Age Beverages Corporation (NASDAQ: NBEV) in its $11.8 Million Follow-On
|
|
August 24, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Sole Book-Running Manager for Bionano Genomics, Inc. (Nasdaq: BNGOU) in its $20.6 Million IPO
|
|
August 21, 2018
Business Wire |
Roth Capital Partners to Host Roth Internet of Things Corporate Access Day in San Francisco, Calif., on September 5, 2018 |
|
August 15, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for Maxwell Technologies, Inc. (Nasdaq: MXWL) in its $24.7 Million Follow-On |
|
August 14, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Joint Book-Running Manager for NV5 Global, Inc. (NASDAQ: NVEE) in its $115 Million Follow-On
|
|
August 7, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for Acer Therapeutics Inc. (Nasdaq: ACER) in its $46 Million Follow-On
|
|
August 1, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Sole Manager
for Global Water Resources, Inc. (Nasdaq: GWRS)
in its $15.9 Million Follow-On
|
|
July 31, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Lead Manager for Tilray, Inc. (Nasdaq: TLRY) in its $176 Million IPO |
|
July 20, 2018
Roth Capital Partners |
Roth Capital Partners acts as Financial Advisor to GrubMarket in its $32 Million Private Placement |
|
July 19, 2018
Roth Capital Partners |
Roth Capital Partners acts as Joint Book-Running Manager
for Adesto Technologies (Nasdaq: IOTS)
in its $46.2 Million Follow-On
|
|
July 18, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for ArQule (Nasdaq: ARQL) in its $69.6 Million Follow-On |
|
July 10, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Sole Book-Running Manager for Profire Energy, Inc. (Nasdaq:PFIE) in its $28 Million Secondary Public Offering |
|
July 9, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Sole Book-Running Manager for The Lovesac Company (Nasdaq: LOVE) in its $64.4 Million IPO |
|
June 28, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Lead Manager for Limoneira Company (Nasdaq:LMNR) in its $69 Million Follow-On |
|
June 27, 2018
Roth Capital Partners |
Roth Capital Partners acts as Joint Book-Running Manager
for Veritone, Inc. (Nasdaq: VERI)
in its $35.2 Million Follow-On
|
|
June 25, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Co-Lead Manager for Galmed Pharmaceuticals Ltd. (Nasdaq: GLMD) in its $75 Million Follow-On |
|
June 19, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Joint Book-Running Manager for Asure Software, Inc. (NASDAQ:ASUR) in its $50 Million Follow-On |
|
June 18, 2018
Business Wire |
Roth Capital Partners to Host Precious Metals Corporate Access Day in New York on June 26, 2018 |
|
June 13, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for Viking Therapeutics, Inc. (NASDAQ: VKTX) in its $77.6 Million Follow-On
|
|
June 12, 2018
OC Register |
Roth Conference in Laguna Niguel brings out big musical acts, raises funds |
|
June 12, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for Madrigal Pharmaceuticals, Inc. (Nasdaq:MDGL) in its $411 Million Follow-On
|
|
June 11, 2018
Business Wire |
Roth Capital Partners to host Roth London Conference
June 19-20, 2018 |
|
June 1, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Joint Book-Running Manager for BG Staffing, Inc. (NYSE American: BGSF) in its $23 Million Follow-On |
|
May 31, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for Evofem Biosciences, Inc. (NASDAQ: EVFM) in its $40 Million Follow-On
|
|
May 30, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for Ligand Pharmaceuticals Incorporated (NASDAQ: LGND) in its $750 Million Convertible Senior Notes Offering |
|
May 16, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Financial Advisor and Placement Agent to Adesto Technologies (NASDAQ:IOTS) |
|
May 15, 2018
Business Wire |
5th Annual Roth China Solar Tour to be Held in Conjunction with SNEC Power Expo in Shanghai May 28-31, 2018
Roth Investor Tour to Meet with ~ 20 Solar Power & Clean Technology Companies on Booth Tours and Facility Visits
|
|
April 30, 2018
Roth Capital Partners |
Roth Capital Partners advises U.S. Geothermal, Inc. (NYSE:HTM) in its sale to Ormat Technologies, Inc. (NYSE:ORA) |
|
April 25, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Sole Manager for Aspen Group, Inc. (NASDAQ: ASPU) in its $23 Million Follow-On |
|
April 24, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Sole Book-Running Manager
for Torchlight Energy Resources, Inc (NASDAQ:TRCH)
in its $6.6 Million Follow-On
|
|
April 23, 2018
Orange County Business Journal |
The Venture Banker | After 26 Years,
Byron Roth Keeps Adapting and Embracing
Risk |
|
April 23, 2018
Orange County Business Journal |
Film on Chinese Reverse Mergers Hits Roth Capital | Review: "China Hustle"
incorrect on key points |
|
April 19, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for Daqo New Energy Corp. (NYSE: DQ) in its $110 Million Follow-On |
|
March 28, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Sole Placement Agent for EnviroLeach in its C$10 Million Private Placement |
|
March 28, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for GlycoMimetics, Inc. (GLYC) in its $137 Million Follow-On |
|
March 22, 2018
Roth Capital Partners |
Roth Capital Partners advises EdgePower, Inc. in its sale to Just Energy Group, Inc. |
|
March 20, 2018
Shop Eat Surf |
Roth Recaps 30th Annual Roth Conference |
|
March 20, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for Aimmune Therapeutics, Inc. (NASDAQ:AIMT) in its $202.4 Million Follow-On |
|
March 16, 2018
Orange County Business Journal |
Roth Conference Draws 4,710 People
Finance: Popular event highlights
AI, Blockchain and Cannabis
|
|
March 7, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for Aimmune Therapeutics, Inc. (NASDAQ:AIMT) in its $202.4 Million Follow-On |
|
March 5, 2018
Business Wire |
Roth Capital Partners 30th Annual Growth Stock Conference to be held March 11-14, 2018
|
|
March 2, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for Ring Energy, Inc. (NYSE:REI) in its $86.3 Million Follow-On
|
|
March 1, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Sole Book-Running Manager
for One Stop Systems, Inc. (NASDAQ:OSS)
in its $19.5 Million IPO
|
|
February 28, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Sole Placement Agent
for Inpixon (NASDAQ:INPX) Offerings
with Gross Proceeds Totaling $21.2 Million |
|
February 28, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for Avid Bioservices, Inc. (CDMO) in its $23.1 Million Follow-On |
|
February 22, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Sole Placement Agent for Moleculin Biotech, Inc., (MBRX) in its $9 Million Registered Direct |
|
February 21, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Sole Manager for Daré Bioscience, Inc. (DARE) in its $10.25 Million Follow-On |
|
February 20, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Sole Placement Agent for Delcath Systems, Inc. (DCTH) in its $5 Million Follow-On |
|
February 16, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Sole Placement Agent for My Size, Inc. (NASDAQ:
MYSZ; TASE: MYSZ) Offerings with Gross Proceeds Totaling $9.7 Million
|
|
February 15, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Financial Advisor
for Avid Bioservices (CDMO)
|
|
February 13, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Lead Manager for
Gemphire Therapeutics Inc. (NASDAQ:GEMP) in its
$22 Million Follow-On
|
|
February 7, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for Viking Therapeutics, Inc. (VKTX) in its $63.3 Million Follow-On
|
|
February 6, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for
CymaBay Therapeutics, Inc. (Nasdaq:CBAY) in its
$144 Million Follow-On
|
|
February 2, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Lead Placement Agent for
Q BioMed Inc. (OTCQB: QBIO) in its
$5.5 Million Follow-On |
|
February 1, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Financial Advisor to
GT Biopharma Inc. (OTCQB: GTBP and Euronext Paris: GTBP.PA)
in its $7.1 Million Private Placement
|
|
January 31, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for Albireo Pharma, Inc. (ALBO) in its $74.7 Million Follow-On |
|
January 30, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Joint Book-Running Manager
for Eyenovia Inc. (EYEN) in its $27.3 Million IPO
|
|
January 29, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for
Stemline Therapeutics, Inc. (STML), in its
$59.6 Million Follow-On |
|
January 9, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Sole Placement Agent for Radisys Corporation (NASDAQ: RSYS) in its $17 Million Senior Notes Financing
|
|
January 5, 2018
Roth Capital Partners |
Roth Capital Partners Healthcare Team | 2017 Year in Review |
|
January 3, 2018
Business Wire |
Roth Capital Partners Expands Technology Practice with Addition of Scott Searle, CFA, Managing Director, Senior Research Analyst and transition of Brian Alger, CFA to Managing Director, Investment Banking |
|
January 3, 2018
Roth Capital Partners |
Roth Capital Partners Acts as Sole Book-Running Manager for iClick Interactive Asia Group Limited (NASDAQ:ICLK) in its $34.5 Million IPO |
|
|
|
|
December 28, 2017
Roth Capital Partners |
2017 Roth Year in Review |
|
December 22, 2017
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for Madrigal Pharmaceuticals, Inc. (MDGL) in its $143.7 Million Follow-On |
|
December 20, 2017
Roth Capital Partners |
Roth Capital Partners Acts as Joint Book-Running Manager for Attunity Ltd. (ATTU) in its $23 Million Follow-On
|
|
December 5, 2017
Roth Capital Partners |
Roth Capital Partners Acts as Sole Manager for Myomo, Inc. (MYO) in its $10 Million Follow-On
|
|
November 30, 2017
Roth Capital Partners |
Roth Capital Partners Acts as Joint Book-Running Manager for Veritone, Inc. (VERI) in its $25.8 Million Follow-On
|
|
November 29, 2017
Roth Capital Partners |
Roth Capital Partners Acts as Joint Book-Running Manager
for Century Casinos, Inc. (CNTY) in its
$36.7 Million Follow-On
|
|
November 28, 2017
Business Wire |
Roth Capital Partners to Host 5th Annual Roth Industrial Growth and Cleantech 1x1 Event in New York City |
|
November 9, 2017
Business Wire |
Roth Capital Partners Announces the Addition of
Murray Huneke, Managing Director & Co-Head of Consumer Investment Banking |
|
November 9, 2017
Roth Capital Partners |
Roth Capital Partners Acts as Sole Book-Running Manager for ACM Research, Inc. (Nasdaq: ACMR) in its $11.2 Million IPO and Sole Placement Agent for its concurrent $7.5 Million Private Placement |
|
November 8, 2017
Roth Capital Partners |
Roth Capital Partners Advises
COBAN Technologies on its sale to Safe Fleet |
|
November 6, 2017
Roth Capital Partners |
Roth Capital Partners Releases its 2017-2018 Millennial Survey |
|
November 6, 2017
Business Wire |
Roth Capital Partners to Host Technology Corporate Access Day in New York City, NY on November 15th, 2017 |
|
October 26, 2017
Roth Capital Partners |
Roth Capital Partners Acts as Joint Book-Running Manager for RumbleOn, Inc. (NASDAQ: RMBL) in its $16 Million Follow-On
|
|
September 28, 2017
Business Wire |
Roth Capital Partners to Host Private Capital Group: Family Office/Private Company Direct Investment Opportunities Event in Dallas, Texas, October 6th |
|
September 20, 2017
Business Wire |
Roth Capital Partners Announces the Addition of
Jotin Marango, M.D., Ph.D. and
Yasmeen Rahimi, Ph.D. to its Healthcare Research Team |
|
September 19, 2017
BizBash |
29th Annual
Roth Conference | Ranked in the Top 100 Events in the United States in 2017 | #5 Business & Financial Industry Event |
|
September 11, 2017
Business Wire |
Roth Capital Partners Expands Resources Practice with Addition of
Joseph (“J.”) Barry, Managing Director, Investment Banking and
Jake Sekelsky, Research Analyst |
|
September 5, 2017
Business Wire |
Roth Capital Partners to Host Solar & Storage Symposium at Solar Power International (SPI 17) |
|
August 24, 2017
Roth Capital Partners |
Roth Capital Partners Acts as Sole Manager for
Amtech Systems, Inc. (NASDAQ: ASYS)
in its $11.5 Million Follow-On
|
|
August 23, 2017
Roth Capital Partners |
Roth Capital Partners Acts as Joint Book-Running Manager
for Lakeland Industries, Inc. (NASDAQ: LAKE)
in its $10 Million Follow-On |
|
August 22, 2017
Business Wire |
Roth Capital Partners to Host 3rd Annual Datacenter and Intelligent Infrastructure Corporate Access Day in San Francisco, Calif. on September 6, 2017 |
|
August 14, 2017
Oil & Gas Financial Journal |
Roth Capital Partners' John White Revisits one of the Strongest Plays in the Permian Basin
Featured: Roth Capital Partners,
John White, Senior Research Analyst
|
|
August 7, 2017
Roth Capital Partners |
Roth Capital Partners Acts as Sole Manager for FORM Holdings Corp. (NASDAQ: FH), in its $7.6 Million Follow-On |
|
August 4, 2017
Roth Capital Partners |
Roth Capital Partners Acts as Sole Placement Agent for Neovacs (Euronext Growth Paris: ALNEV) in its €6.0 Million PIPE |
|
July 26, 2017
Roth Capital Partners |
Roth Capital Partners Acts as Joint Book-Running Manager for Apollo Endosurgery, Inc. (NASDAQ: APEN) in its $36 Million Follow-On
|
|
June 28, 2017
Business Wire |
Roth Capital Partners Announces the Addition of James Antonopoulos, Managing Director, Co-Head of Healthcare Investment Banking
|
|
June 13, 2017
Roth Capital Partners |
Roth Capital Partners Acts as Sole Book-Running Manager for
ShotSpotter, Inc. (NASDAQ: SSTI) in its $35.4M IPO
|
|
June 6, 2017
Roth Capital Partners |
Roth Capital Partners to Host Cleantech & Industrial Growth 1x1 Event
in London on June 21-22, 2017 |
|
June 2, 2017
Roth Capital Partners |
Roth Capital Partners Acts as Sole Book-Running Manager for Asure Software, Inc. (NASDAQ: ASUR) in a $29.5 Million Follow-On |
|
May 31, 2017
Business Wire |
Roth Capital Partners Expands Consumer Research Coverage
with Addition of David B. Bain as a Senior Research
Analyst in Gaming, Leisure and Lifestyle |
|
May 18, 2017
Roth Capital Partners |
Roth Capital Partners Acts as Sole Book-Running Manager
for ASV Holdings, Inc. (NASDAQ: ASV) in its $26.6 Million IPO |
|
May 1, 2017
Roth Capital Partners |
Roth Capital Partners Acts as Sole Placement Agent for BioPharmX Corporation (NYSE: BPMX) in its $5.0 Million Registered Direct |
|
April 27, 2017
Roth Capital Partners |
Roth Capital Partners Announces the Addition of
Eric B. Cheng, Managing Director, Head of Healthcare Investment Banking |
|
April 5, 2017
BizBash |
How a Conference Transformed a Parking Lot for Three Back-to-Back Parties |
|
April 3, 2017
Roth Capital Partners |
Roth Capital Partners Acts as Lead Placement Agent for
Biocept, Inc. (NASDAQ: BIOC) in its $9.3 Million
Registered Direct |
|
March 30, 2017
Business Wire |
4th Annual Roth China Solar Tour to be Held in Conjunction with SNEC
Power Expo in Shanghai April 18-21, 2017 |
|
March 28, 2017
Roth Capital Partners |
Roth Capital Partners Acts as Joint Book-Running Manager for MeetMe, Inc. (NASDAQ: MEET) in its $46 Million Follow-On |
|
March 8, 2017
Business Wire |
Roth Capital Partners | 29th Annual Growth Stock Conference to be Held March
12-16, 2017 |
|
February 23, 2017
Apparel News |
What Stumbling Blocks Are in Store This Year for Apparel Makers and Retailers?
Featured: Roth Capital Partners,
Paul Zaffaroni, Managing Director, Investment Banking
|
|
January 17, 2017
Business Insider |
The 10 best stock pickers that you should have listened to in 2016
Featured: Roth Capital Partners,
Joseph Reagor, Research Analyst
|
|
January 12, 2017
Roth Capital Partners |
Roth Capital Partners Acts as Sole Placement Agent for The sonnen Group in its $85 Million Series D Round
|
|
January 10, 2017
Roth Capital Partners |
Roth Advises The Kebab Shop on its Investment from
AP Franchised Concepts |
|
January 10, 2017
Nation's Restaurant News |
The Kebab Shop wins minority investment for expansion |
|
January 6, 2017
Roth Capital Partners |
Roth Capital Partners appoints Michael Margolis, R.Ph. as Head of Healthcare Investment Banking |
|
January 6, 2017
Roth Capital Partners |
Roth Capital Partners Acts as Joint Book-Running Manager
for Polar Power, Inc. (NASDAQ: POLA)
in its $19.3 Million IPO |
|
January 5, 2017
Roth Capital Partners |
Roth Capital Partners Acts as Lead U.S. Placement Agent for Pharming Group N.V. (EURONEXT: PHARM) in its €104 Million Financing |
|
January 5, 2017
Roth Capital Partners |
Roth Capital Partners Acts as Sole Book-Running Manager and
Sole Placement Agent For RedHill Biopharma Ltd. (RDHL)
in its concurrent $24.4 Million Follow-On
and $15 Million Registered Direct
|
|
January 5, 2017
Roth Capital Partners |
Roth Capital Partners Acts as Sole Book-Running Manager for SenesTech, Inc. (NASDAQ: SNES) in its $15 Million IPO |
|
January 4, 2017
Roth Capital Partners |
Roth Capital Partners Acts as Sole Book-Running Manager
for BioPharmX Corporation (NYSE:BPMX)
in its $13 Million Follow-On
|
|
January 4, 2017
Roth Capital Partners |
Roth Capital Partners Acts as Sole Manager
for IRIDEX Corporation (NASDAQ:IRIX)
in its $18.5 Million Follow-On
|
|
|
|
|
December 30, 2016
Roth Capital Partners |
2016 Roth Year in Review |
|
December 27, 2016
Roth Capital Partners |
Roth Capital Partners Acts as Sole Book-Running Manager for LightPath Technologies, Inc. (NASDAQ:LPTH) in a
$9.7 Million Follow-On and renders a Fairness Opinion
in connection with the acquisition of ISP Optics |
|
December 19, 2016
Business Wire |
Roth Capital Partners Honored by Global M&A Network and M&A Advisor |
|
December 5, 2016
Roth Capital Partners |
Roth Capital Partners Acts as Sole Manager for
Cherokee Inc. (CHKE) in its $40 Million Follow-On |
|
November 29, 2016
Business Wire |
Roth Capital Partners to Host New Industrials Corporate Access Day in New York City
on December 13, 2016 |
|
November 4, 2016
Business Wire |
Roth Capital Partners to Host Innovations in Oncology Corporate Access Day in New York on November 17, 2016 |
|
November 1, 2016
Business Wire |
Roth Capital Partners to Host Technology Corporate Access Day in New York City, NY on November 16, 2016 |
|
October 13, 2016
Roth Capital Partners |
Roth Capital Partners Releases its 2016-2017 Millennial Mom Survey |
|
October 11, 2016
Bloomberg |
Zymergen Raises $130 Million for Robot-Powered Microbe Factory
Featured:
Mark Breidenbach, Ph.D.,
Research Analyst, Roth Capital Partners
|
|
October 5, 2016
Roth Capital Partners |
Roth Capital Partners Acts as Financial Advisor on the Merger between Lucas Energy, Inc. and Segundo Resources, LLC
|
|
September 29 2016
ApparelNews |
Mergers, Acquisitions and Bankruptcies: What’s in the Cards for the apparel and Retail Sectors
Featured:
Paul Zaffaroni,
Managing Director, Investment Banking, Roth Capital Partners
|
|
September 27, 2016
BizBash |
Roth Conference | Ranked in the Top 100 Events in the United States / #7 Business & Financial Industry Event |
|
September 26, 2016
Roth Capital Partners |
Roth Capital Partners Acts as Sole Placement Agent for
Roka Bioscience, Inc. (ROKA) in its $22.5 Million PIPE |
|
September 23, 2016
Roth Capital Partners |
Roth Capital Partners Acts as Joint Book-Running Manager for Capricor Therapeutics, Inc. (NASDAQ: CAPR) in its approximately $10 Million Follow-On Offering
|
|
September 22, 2016
Roth Capital Partners |
Roth Capital Partners Acts as Co-Lead Manager for Callidus Software Inc. (NASDAQ: CALD) in its $93 Million Follow-On |
|
|
August 31,
2016
Business Wire
|
Roth Capital Partners to Host Solar & Storage Symposium at Solar Power
International Leading Solar Power, Storage, and Clean Technology Companies to
Conduct Investor Meetings
|
|
August 25, 2016
Business Wire |
Roth Capital Partners to Host Datacenter Technology Corporate Access Day in San
Francisco, Calif. on September 7, 2016 |
|
August 3, 2016
Business Wire |
Roth Capital Partners Expands Technology with Addition of Suji Desilva, CFA as a
Senior Research Analyst in Technology |
|
| July 28, 2016
ApparelNews
|
What Are the Roadblocks This Year for Apparel Makers and Retailers? Paul
Zaffaroni, Managing Director, Roth Capital Partners
|
|
July 11, 2016
RLJ
Capital Markets |
The RLJ Companies and Roth Capital Partners Launch RLJ Capital Markets, a Full
Service Minority Owner Investment Bank and Brokerage Firm
|
|
July 6, 2016
Roth Capital Partners |
Roth Capital Partners Acts as Joint Book-Running Manager for Tonix
Pharmaceuticals Holding Corp. (NASDAQ:TNXP) in its $10 Million Follow-On
Offering
|
|
June 30, 2016
Roth Capital Partners |
Roth Capital Partners Acts as Sole Sole Placement Agent for Delcath Systems, Inc
(NASDAQ: DCTH) in its $35 Million Convertible Senior Notes Offering.
|
|
June 14, 2016
Roth Capital Partners |
Roth Capital Partners Acts as Sole Book-Running Manager for Uni-Pixel, Inc. (UNXL)
in its $9.2 Million Follow-On
|
|
June 13, 2016
Roth Capital Partners |
Roth Capital Partners to Host 3rd Annual Healthcare Day In London on June 22nd, 2016
|
|
June 9, 2016
Roth Capital Partners |
Roth Capital Partners Acts as Joint Book-Running Manager for
BG Staffing, Inc. (BGSF) in its $16.7 Million Follow-On
|
|
June 8, 2016
Roth Capital Partners |
Roth Capital Partners Acts as Sole Book-Running Manager for
NV5 Global, Inc. (NVEE) in its $51.3 Million Follow-On
|
|
June 6, 2016
Business Wire |
Roth Capital Partners to Host Cleantech & Industrial Growth Day in London on June 21, 2016
|
|
May 31, 2016
Business Wire |
Roth Capital Partners Advises Amsterdam-Based Joolz on Its Investment from Gimv
|
|
May 16, 2016
Business Wire |
Roth China Solar Tour to be Held in Conjunction with SNEC Power Expo in Shanghai May 23-26, 2016
|
|
May 11, 2016
Roth Capital Partners |
Roth Capital Partners Acts as Sole Manager for
Global Water Resources, Inc. (GWRS)
in its $8.4 Million IPO
|
|
May 10, 2016
Roth Capital Partners |
Roth Capital Partners Acts as Sole Book-Running Manager for
Revolution Lighting Technologies, Inc. (RVLT)
in its $16.8 Million Follow-On
|
|
May 9, 2016
Business Wire |
Roth Capital Partners to Host Precious Metal Corporate Access Day in New York on May 18, 2016
|
|
April 27, 2016
Streetwise Reports |
Let Volatility Power Your Micro-Cap Biotechs
Featured:
Joseph Pantginis, Ph.D., Senior Research Analyst & Head of Biotechnology Research, Roth Capital Partners
|
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April 8, 2016
Deal Drivers |
Targets in the restaurant and healthy
living subsectors are expected to
continue to lead the charge of M&A
within the consumer/retail sector in
H1 2016, as consumer tastes change.
Featured:
Paul
Zaffaroni, Managing Director, Investment Banking, Roth Capital Partners
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April 7, 2016
CBS |
Seau Foundation gives $250,000 to CAF
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April 7, 2016
San Diego Union-Tribune |
Seau fund gives $250K for adaptive surfing
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March 31, 2016
BizBash |
Southern California's Top 100 Events 2016
28th Annual Roth Conference | Ranked #11 Trade Show & Convention
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March 17, 2016
ESPN |
28th Annual Roth Conference | Blind golfer's story resonates with many, including Aaron Rodgers
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March 9, 2016
Business Wire |
Roth Capital Partners 28th Annual Growth Stock Conference to Be Held March
13-16, 2016
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February 22, 2016
Barron's |
Are Saudis Or U.S. Frackers The Swing Producer Of Oil?
Featured:
John
White, Senior Research Analyst, Roth Capital Partners
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January 8, 2016
Roth Capital Partners |
Roth Capital Partners Acts as Sole Placement Agent for Galectin Therapeutics Inc. (GALT) in its $9.8 Million Registered Direct
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January 6, 2016
Roth Capital Partners |
Roth Capital Partners Acts as Sole Book-Running Manager for IRadimed Corporation (IRMD) in a $29.1 Million Secondary Offering
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January 4, 2016
BioCentury |
CURBED ENTHUSIASM
Featured:
John Chambers, Vice-Chairman and Vice-Chairman and Head of Healthcare Investment Banking,
Roth Capital Partners
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December 2015
Cornell enterpriseonline
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Paying It Forward: Byron Roth, MBA '87 Chairman & CEO, Roth Capital Partners |
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December 29, 2015
Roth Capital Partners |
Roth Capital Partners Acts as Sole U.S. Placement Agent for Bionomics Limited in its $12 Million PIPE
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December 28, 2015
CNBC |
Why oil has just 'a glimmer of hope in 2016': Analyst
Featured:
John
White, Senior Research Analyst, Roth Capital Partners
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December 22, 2015
Roth Capital Partners |
Roth Capital Partners Acts as Sole U.S. Placement Agent
for Viralytics Limited in its A$28.3 Million PIPE
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December 9, 2015
Business Wire |
Roth Capital Partners to Host Immuno-Oncology Corporate Access Day in New York
on December 16, 2015
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December 8, 2015
Oil & GasFinancial Journal |
We need meaningful cuts from OPEC
Featured:
John
White, Senior Research Analyst, Roth Capital Partners
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December 7, 2015
Business Wire |
Roth Capital Partners to Host New Industrials Corporate Access Day
Over 20 Growth Companies to Hold Investor Meetings
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December 4, 2015
Roth Capital Partners |
Roth Capital Partners Acts as Joint Book-Running Manager for Energous
Corporation (NASDAQ: WATT) in its $20.7 Million Follow-On
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November 9, 2015
Business Wire |
Roth Capital Partners Honored by Global M&A Network
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November 4, 2015
The Deal |
Activist Pressure Could Lead Cabela's to Part Ways With Credit Card Business
Featured: Paul Zaffaroni, Managing Director, Roth Capital Partners
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November 4, 2015
Business Wire |
Roth Capital Partners to Host Technology Corporate Access Day in New York City
on November 18, 2015 |
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October 30, 2015
Roth Capital Partners |
Roth Capital Partners to sponsor OCTANe’s Medical Device & Investor Forum (MDIF)
on November 2-3, 2015.
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October 15, 2015
Roth Capital Partners |
Roth Capital Partners to Host Gene Therapy Corporate Access Day in New York on October 27, 2015
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October 13, 2015
Roth Capital Partners |
Roth Capital Partners Releases its 2015-2016 Millennial Mom Survey
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October 9, 2015
Roth Capital Partners |
Roth Capital Partners to sponsor the 14th Annual Bio Investor Forum October
20-21, 2015 in San Francisco, CA.
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October 7, 2015
Roth Capital Partners |
Roth Capital Partners Acts as Sole Book-Running Manager for Pioneer Power
Solutions, Inc. (Nasdaq: PPSI) in its $5.2 Million Follow-On
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October 1, 2015
Apparel News |
Mergers, Acquisitions and Reorganizations: Finance Leaders Take a Look at the
Months Ahead
Featured: Paul Zaffaroni, Managing Director, Roth Capital Partners
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September 2, 2015
Business Wire |
Roth Capital Partners to Host Solar Symposium on September 15, 2015 at Solar Power International (SPI 15)
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September 1, 2015
Roth Capital Partners |
Roth Capital Partners Acts as Joint Book-Running Manager for GigOptix, Inc. (GIG) in its $15.7 Million Follow-On
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August 26, 2015
BizBash |
Roth Conference | Ranked in the Top 100 Events for United States & Canada / #6 for Business & Financial Industry Events
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August 25, 2015
Business Wire |
Roth Capital Partners to Host DataCenter Technology Corporate Access Day in San Francisco, Calif. on September 9, 2015
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August 24, 2015
Roth Capital Partners |
Roth Capital Partners invests $13.5 Million into Revel Systems, Inc. through Roth Revel I, LLC
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August 12, 2015
Roth Capital Partners |
Roth Capital Partners Acts as Sole Book-Running Manager for Pixelworks, Inc. (PXLW) in its $17.8 Million Follow-On
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August 4, 2015
Roth Capital Partners |
Roth Capital Partners Acts as Sole Book-Running Manager for General Employment Enterprises, Inc. (JOB) in its $8.7 Million Follow-On
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July 29, 2015
Roth Capital Partners |
Roth Capital Partners Acts as Joint Book-Running Manager for Redhill Biopharma Ltd. (RDHL) in its $44.5 Million Follow-On
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July 28, 2015
The Street |
Vista Outdoor to Acquire CamelBak for $413 Million
Featured:
Paul Zaffaroni, Managing Director, Roth Capital Partners
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July 27, 2015
Roth Capital Partners |
Roth Capital Partners Acts as Joint Book-Running Manager for Tonix Pharmaceuticals Holding Corp. (TNXP) in its $20.1 Million Follow-On
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July 23, 2015
The Deal |
Roth Capital Partners LLC was ranked #1 in PrivateRaise’s Q2 PIPE league tables
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July 23, 2015
Roth Capital Partners |
Roth Capital Partners Acts as Joint Book-Running Manager for Eco-Stim Energy Solutions, Inc. (ESES) in its $29.3 Million Follow-On
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July
20, 2015
Business Wire |
Roth Capital Partners Expands Healthcare Banking Practice with Addition of Adam Stormoen as a Director, Investment Banking
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July
13, 2015
BioCentury |
TIERS, SOME FEARS
Featured:
John Chambers, Vice-Chairman and Vice-Chairman and Head of Healthcare Investment Banking,
Roth Capital Partners
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July
13, 2015
Roth Capital Partners |
Roth acts as Joint Book-Running Manager for Unique Fabricating in its $25.7 Million IPO
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July
6, 2015
Roth Capital Partners |
Roth Capital Partners Acts as Co-Manager for
bluebird bio, Inc. (BLUE) in its $500 Million Follow-On
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June 17, 2015
Streetwise Reports |
Capitalize on Comeback Stories in Micro-Cap Biotech:
Joe Pantginis of
Roth Capital Partners
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June 17, 2015
Business Wire |
Roth Capital Partners to Host Cleantech Day in London on June 25, 2015
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June 16, 2015
Business Wire |
Roth Capital Partners to Host Healthcare Day in London on June 24, 2015
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June 12, 2015
Business Wire |
Challenge Athletes Foundation Raises More Than $2 Million at Ninth Annual Gala in New York City
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May 28, 2015
Roth Capital Partners |
Roth Capital Partners Acts as Sole Book-Running Manager for NV5 Holdings, Inc. (NASDAQ: NVEE) in its $32 Million Follow-On
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May 11, 2015
Nation's Restaurant News |
Eureka! receives investment from KarpReilly
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May 11, 2015
Roth Capital Partners |
Roth Advises Eureka! Restaurant Group
on its Investment from KarpReilly
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May 8, 2015
Roth Capital Partners |
Roth Advises Diono on its Investment from Winona Capital
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May 8, 2015
FINalternatives |
Former Wedbush Technology Fund PM Joins Roth Capital Partners
Featured: Senior Research Analyst,
Brian Alger, CFA
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May 7, 2015
Business Wire |
Roth Capital Partners Expands Technology with Addition of
Brian Alger, CFA as a Senior Research Analyst
in Technology
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May 1, 2015
Endurance Sportswire |
Challenged Athletes Foundation (CAF) to Celebrate Unbreakable Athletic Spirit at Ninth Annual Gala in New York City
Honoree:
Byron Roth,
Chairman & CEO, Roth Capital Partners
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April 27, 2015
Business Wire |
Roth Capital Partners Expands Healthcare Practice with Addition of Michael Higgins as a Senior Research Analyst – Specialty Pharmaceuticals/Biotechnology
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April 16, 2015
Business Wire |
Roth China Solar Tour to be Held in Conjunction with SNEC Power Expo in Shanghai April 28-30, 2015
Roth Investor Tour to Meet with 20 Solar Power and Clean Technology Companies on Booth Tours and Facility Visits
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April 10, 2015
Roth Capital Partners |
Roth Capital Partners Acts as Joint Book-Running Manager
for Conatus Pharmaceuticals Inc. (CNAT)
in its $23.1 Million Follow-On
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March 26, 2015
Business Wire |
Roth Capital Partners Expands Banking Practice with the Addition of
David T. Farina, CFA as a Managing Director, Investment Banking
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March 24, 2015
BizBash |
Southern California's Top 100 Events 2015.
The list of the meetings, parties, and industry gatherings that make the most impact in Southern California year after year.
27th Annual Roth Conference ranks #11 for Trade Shows & Conventions.
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March 18, 2015
Equities.com |
27th Annual Roth Conference: Equities.com Interviews
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March 17, 2015
Roth Capital Partners |
Roth Capital Partners Acts as Co-Lead Manager for Callidus Software Inc. (NASDAQ: CALD) in its $69 Million Follow-on
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March 16, 2015
Equities.com |
Inside Roth: Equities.com Recaps One of the Best Small-Cap Investment
Conferences on Wall Street
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March 5, 2015
Roth Capital Partners |
Roth Capital Partners Acts as Joint Book-Running Manager for RedHill Biopharma
Ltd. (Nasdaq:RDHL) in its $14.4 Million Follow-On
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March 4, 2015
Roth Capital Partners |
Roth Capital Partners Acts as sole book-running manager for MoSys, Inc. (NASDAQ: MOSY) in its $23 Million Follow-on
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March 3, 2015
Roth Capital Partners |
Roth Capital Partners Acts as Sole Book-Running
Manager for ImmunoCellular Therapeutics, Ltd. (IMUC) in its
$16 Million Follow-On
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February 25, 2015
Roth Capital Partners |
Roth Capital Partners Acts as Joint Book-Running Manager
for Tonix Pharmaceuticals Holding Corp. (TNXP) in its
$31.1 Million Follow-On
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February 25, 2015
Business Wire |
27th Annual Roth Conference on March 8-11, 2015 - To Host More Than 530 Public and Private Companies
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February 19, 2015
Roth Capital Partners |
Roth Cleantech Banking Team has Record 2014
22 Equity, Debt, and M&A Transactions Completed
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February 19, 2015
Business Wire |
Roth Capital Partners Expands Healthcare Practice with Addition of
Elemer Piros, Ph.D., Senior Research Analyst - Biotechnology
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February 11, 2015
Roth Capital Partners |
Roth Capital Partners Acts as Joint Book-Running Manager in the $49.5 Million IPO and Financial Advisor in the $15 Million Private Placement for Zosano Pharma Corporation (Nasdaq: ZSAN)
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January 12, 2015
BioWorld Insight |
Execs upbeat heading to J.P. Morgan Healthcare Conference
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January 7, 2015
Roth Capital Partners |
Roth Capital Partners Acts as Advisor to Pioneer Power Solutions, Inc. (PPSI) in its Acquisition of Titan Energy Worldwide, Inc.
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January 5, 2015
CNBC |
Pro predicts $75 oil for 2015
|
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