ROTH Conferences

Press Room

For press inquires please contact: conference@roth.com


2017


March 28, 2017
ROTH Capital Partners
ROTH Capital Partners Acts as Joint Book-Running Manager for MeetMe, Inc. (NASDAQ: MEET) in its $46 Million Follow-On

March 8, 2017
Business Wire
ROTH Capital Partners | 29th Annual Growth Stock Conference to be Held March 12-16, 2017

February 23, 2017
Apparel News
What Stumbling Blocks Are in Store This Year for Apparel Makers and Retailers?

Featured: ROTH Capital Partners, Paul Zaffaroni, Managing Director, Investment Banking


January 17, 2017
Business Insider
The 10 best stock pickers that you should have listened to in 2016

Featured: ROTH Capital Partners, Joseph Reagor, Research Analyst


January 12, 2017
ROTH Capital Partners
ROTH Capital Partners Acts as Sole Placement Agent for The sonnen Group in its $85 Million Series D Round

January 10, 2017
ROTH Capital Partners
ROTH Advises The Kebab Shop on its Investment from AP Franchised Concepts

January 10, 2017
Nation's Restaurant News
The Kebab Shop wins minority investment for expansion

January 6, 2017
ROTH Capital Partners
ROTH Capital Partners appoints Michael Margolis, R.Ph. as Head of Healthcare Investment Banking

January 6, 2017
ROTH Capital Partners
ROTH Capital Partners Acts as Joint Book-Running Manager for Polar Power, Inc. (NASDAQ: POLA) in its $19.3 Million IPO

January 5, 2017
ROTH Capital Partners
ROTH Capital Partners Acts as Lead U.S. Placement Agent for Pharming Group N.V. (EURONEXT: PHARM) in its €104 Million Financing

January 5, 2017
ROTH Capital Partners
ROTH Capital Partners Acts as Sole Book-Running Manager and Sole Placement Agent For RedHill Biopharma Ltd. (RDHL) in its concurrent $24.4 Million Follow-On and $15 Million Registered Direct

January 5, 2017
ROTH Capital Partners
ROTH Capital Partners Acts as Sole Book-Running Manager for SenesTech, Inc. (NASDAQ: SNES) in its $15 Million IPO

January 4, 2017
ROTH Capital Partners
ROTH Capital Partners Acts as Sole Book-Running Manager for BioPharmX Corporation (NYSE:BPMX) in its $13 Million Follow-On

January 4, 2017
ROTH Capital Partners
ROTH Capital Partners Acts as Sole Manager for IRIDEX Corporation (NASDAQ:IRIX) in its $18.5 Million Follow-On

2016


December 30, 2016
ROTH Capital Partners
2016 ROTH Year in Review

December 27, 2016
ROTH Capital Partners
ROTH Capital Partners Acts as Sole Book-Running Manager for LightPath Technologies, Inc. (NASDAQ:LPTH) in a $9.7 Million Follow-On and renders a Fairness Opinion in connection with the acquisition of ISP Optics

December 19, 2016
Business Wire
ROTH Capital Partners Honored by Global M&A Network and M&A Advisor

December 5, 2016
ROTH Capital Partners
ROTH Capital Partners Acts as Sole Manager for Cherokee Inc. (CHKE) in its $40 Million Follow-On

November 29, 2016
Business Wire
ROTH Capital Partners to Host New Industrials Corporate Access Day in New York City on December 13, 2016

November 4, 2016
Business Wire
ROTH Capital Partners to Host Innovations in Oncology Corporate Access Day in New York on November 17, 2016

November 1, 2016
Business Wire
ROTH Capital Partners to Host Technology Corporate Access Day in New York City, NY on November 16, 2016

October 13, 2016
ROTH Capital Partners
ROTH Capital Partners Releases its 2016-2017 Millennial Mom Survey

October 11, 2016
Bloomberg
Zymergen Raises $130 Million for Robot-Powered Microbe Factory

Featured: Mark Breidenbach, Ph.D., Research Analyst, ROTH Capital Partners


October 5, 2016
ROTH Capital Partners
ROTH Capital Partners Acts as Financial Advisor on the Merger between Lucas Energy, Inc. and Segundo Resources, LLC

September 29 2016
ApparelNews
Mergers, Acquisitions and Bankruptcies: What’s in the Cards for the apparel and Retail Sectors

Featured: Paul Zaffaroni, Managing Director, Investment Banking, ROTH Capital Partners


September 27, 2016
BizBash
ROTH Conference | Ranked in the Top 100 Events in the United States / #7 Business & Financial Industry Event

September 26, 2016
ROTH Capital Partners
ROTH Capital Partners Acts as Sole Placement Agent for Roka Bioscience, Inc. (ROKA) in its $22.5 Million PIPE

September 23, 2016
ROTH Capital Partners
ROTH Capital Partners Acts as Joint Book-Running Manager for Capricor Therapeutics, Inc. (NASDAQ: CAPR) in its approximately $10 Million Follow-On Offering

September 22, 2016
ROTH Capital Partners
ROTH Capital Partners Acts as Co-Lead Manager for Callidus Software Inc. (NASDAQ: CALD) in its $93 Million Follow-On

August 31, 2016

Business Wire

ROTH Capital Partners to Host Solar & Storage Symposium at Solar Power International Leading Solar Power, Storage, and Clean Technology Companies to Conduct Investor Meetings


August 25, 2016
Business Wire
ROTH Capital Partners to Host Datacenter Technology Corporate Access Day in San Francisco, Calif. on September 7, 2016

August 3, 2016
Business Wire
ROTH Capital Partners Expands Technology with Addition of Suji Desilva, CFA as a Senior Research Analyst in Technology

July 28, 2016

ApparelNews

What Are the Roadblocks This Year for Apparel Makers and Retailers? Paul Zaffaroni, Managing Director, ROTH Capital Partners


July 11, 2016
RLJ Capital Markets

The RLJ Companies and Roth Capital Partners Launch RLJ Capital Markets, a Full Service Minority Owner Investment Bank and Brokerage Firm


July 6, 2016
ROTH Capital Partners

ROTH Capital Partners Acts as Joint Book-Running Manager for Tonix Pharmaceuticals Holding Corp. (NASDAQ:TNXP) in its $10 Million Follow-On Offering


June 30, 2016
ROTH Capital Partners

ROTH Capital Partners Acts as Sole Sole Placement Agent for Delcath Systems, Inc (NASDAQ: DCTH) in its $35 Million Convertible Senior Notes Offering.


June 14, 2016
ROTH Capital Partners

ROTH Capital Partners Acts as Sole Book-Running Manager for Uni-Pixel, Inc. (UNXL) in its $9.2 Million Follow-On


June 13, 2016
ROTH Capital Partners

ROTH Capital Partners to Host 3rd Annual Healthcare Day In London on June 22nd, 2016


June 9, 2016
ROTH Capital Partners

ROTH Capital Partners Acts as Joint Book-Running Manager for BG Staffing, Inc. (BGSF) in its $16.7 Million Follow-On


June 8, 2016
ROTH Capital Partners

ROTH Capital Partners Acts as Sole Book-Running Manager for NV5 Global, Inc. (NVEE) in its $51.3 Million Follow-On


June 6, 2016
Business Wire

ROTH Capital Partners to Host Cleantech & Industrial Growth Day in London on June 21, 2016


May 31, 2016
Business Wire

ROTH Capital Partners Advises Amsterdam-Based Joolz on Its Investment from Gimv


May 16, 2016
Business Wire

ROTH China Solar Tour to be Held in Conjunction with SNEC Power Expo in Shanghai May 23-26, 2016


May 11, 2016
ROTH Capital Partners

ROTH Capital Partners Acts as Sole Manager for Global Water Resources, Inc. (GWRS) in its $8.4 Million IPO


May 10, 2016
ROTH Capital Partners

ROTH Capital Partners Acts as Sole Book-Running Manager for Revolution Lighting Technologies, Inc. (RVLT) in its $16.8 Million Follow-On


May 9, 2016
Business Wire

ROTH Capital Partners to Host Precious Metal Corporate Access Day in New York on May 18, 2016


April 27, 2016
Streetwise Reports

Let Volatility Power Your Micro-Cap Biotechs

Featured: Joseph Pantginis, Ph.D., Senior Research Analyst & Head of Biotechnology Research, ROTH Capital Partners


April 8, 2016
Deal Drivers

Targets in the restaurant and healthy living subsectors are expected to continue to lead the charge of M&A within the consumer/retail sector in H1 2016, as consumer tastes change.

Featured: Paul Zaffaroni, Managing Director, Investment Banking, ROTH Capital Partners


April 7, 2016
CBS

Seau Foundation gives $250,000 to CAF


April 7, 2016
San Diego Union-Tribune

Seau fund gives $250K for adaptive surfing


March 31, 2016
BizBash

Southern California's Top 100 Events 2016
28th Annual ROTH Conference | Ranked #11 Trade Show & Convention


March 17, 2016
ESPN

28th Annual ROTH Conference | Blind golfer's story resonates with many, including Aaron Rodgers


March 9, 2016
Business Wire

ROTH Capital Partners 28th Annual Growth Stock Conference to Be Held March 13-16, 2016


February 22, 2016
Barron's

Are Saudis Or U.S. Frackers The Swing Producer Of Oil?

Featured: John White, Senior Research Analyst, ROTH Capital Partners


January 8, 2016
ROTH Capital Partners

ROTH Capital Partners Acts as Sole Placement Agent for Galectin Therapeutics Inc. (GALT) in its $9.8 Million Registered Direct


January 6, 2016
ROTH Capital Partners

ROTH Capital Partners Acts as Sole Book-Running Manager for IRadimed Corporation (IRMD) in a $29.1 Million Secondary Offering


January 4, 2016
BioCentury

CURBED ENTHUSIASM

Featured: John Chambers, Vice-Chairman and Vice-Chairman and Head of Healthcare Investment Banking, ROTH Capital Partners


2015


December 2015

Cornell enterpriseonline

Paying It Forward: Byron Roth, MBA '87 Chairman & CEO, Roth Capital Partners

December 29, 2015
ROTH Capital Partners

ROTH Capital Partners Acts as Sole U.S. Placement Agent for Bionomics Limited in its $12 Million PIPE


December 28, 2015
CNBC

Why oil has just 'a glimmer of hope in 2016': Analyst

Featured: John White, Senior Research Analyst, ROTH Capital Partners


December 22, 2015
ROTH Capital Partners

ROTH Capital Partners Acts as Sole U.S. Placement Agent for Viralytics Limited in its A$28.3 Million PIPE


December 9, 2015
Business Wire

ROTH Capital Partners to Host Immuno-Oncology Corporate Access Day in New York on December 16, 2015


December 8, 2015
Oil & GasFinancial Journal

We need meaningful cuts from OPEC

Featured: John White, Senior Research Analyst, ROTH Capital Partners


December 7, 2015
Business Wire

ROTH Capital Partners to Host New Industrials Corporate Access Day
Over 20 Growth Companies to Hold Investor Meetings


December 4, 2015
ROTH Capital Partners

ROTH Capital Partners Acts as Joint Book-Running Manager for Energous Corporation (NASDAQ: WATT) in its $20.7 Million Follow-On


November 9, 2015
Business Wire

ROTH Capital Partners Honored by Global M&A Network


November 4, 2015
The Deal

Activist Pressure Could Lead Cabela's to Part Ways With Credit Card Business

Featured: Paul Zaffaroni, Managing Director, ROTH Capital Partners


November 4, 2015
Business Wire
ROTH Capital Partners to Host Technology Corporate Access Day in New York City on November 18, 2015

October 30, 2015
ROTH Capital Partners

ROTH Capital Partners to sponsor OCTANe’s Medical Device & Investor Forum (MDIF) on November 2-3, 2015.


October 15, 2015
ROTH Capital Partners

ROTH Capital Partners to Host Gene Therapy Corporate Access Day in New York on October 27, 2015


October 13, 2015
ROTH Capital Partners

ROTH Capital Partners Releases its 2015-2016 Millennial Mom Survey


October 9, 2015
ROTH Capital Partners

ROTH Capital Partners to sponsor the 14th Annual Bio Investor Forum October 20-21, 2015 in San Francisco, CA.


October 7, 2015
ROTH Capital Partners

ROTH Capital Partners Acts as Sole Book-Running Manager for Pioneer Power Solutions, Inc. (Nasdaq: PPSI) in its $5.2 Million Follow-On


October 1, 2015
Apparel News

Mergers, Acquisitions and Reorganizations: Finance Leaders Take a Look at the Months Ahead

Featured: Paul Zaffaroni, Managing Director, ROTH Capital Partners


September 2, 2015
Business Wire

ROTH Capital Partners to Host Solar Symposium on September 15, 2015 at Solar Power International (SPI 15)


September 1, 2015
ROTH Capital Partners

ROTH Capital Partners Acts as Joint Book-Running Manager for GigOptix, Inc. (GIG) in its $15.7 Million Follow-On


August 26, 2015
BizBash

ROTH Conference | Ranked in the Top 100 Events for United States & Canada / #6 for Business & Financial Industry Events


August 25, 2015
Business Wire

ROTH Capital Partners to Host DataCenter Technology Corporate Access Day in San Francisco, Calif. on September 9, 2015


August 24, 2015
ROTH Capital Partners

ROTH Capital Partners invests $13.5 Million into Revel Systems, Inc. through ROTH Revel I, LLC


August 12, 2015
ROTH Capital Partners

ROTH Capital Partners Acts as Sole Book-Running Manager for Pixelworks, Inc. (PXLW) in its $17.8 Million Follow-On


August 4, 2015
ROTH Capital Partners

ROTH Capital Partners Acts as Sole Book-Running Manager for General Employment Enterprises, Inc. (JOB) in its $8.7 Million Follow-On


July 29, 2015
ROTH Capital Partners

ROTH Capital Partners Acts as Joint Book-Running Manager for Redhill Biopharma Ltd. (RDHL) in its $44.5 Million Follow-On


July 28, 2015
The Street

Vista Outdoor to Acquire CamelBak for $413 Million

Featured: Paul Zaffaroni, Managing Director, ROTH Capital Partners


July 27, 2015
ROTH Capital Partners

ROTH Capital Partners Acts as Joint Book-Running Manager for Tonix Pharmaceuticals Holding Corp. (TNXP) in its $20.1 Million Follow-On


July 23, 2015
The Deal

ROTH Capital Partners LLC was ranked #1 in PrivateRaise’s Q2 PIPE league tables


July 23, 2015
ROTH Capital Partners

ROTH Capital Partners Acts as Joint Book-Running Manager for Eco-Stim Energy Solutions, Inc. (ESES) in its $29.3 Million Follow-On


July 20, 2015
Business Wire

ROTH Capital Partners Expands Healthcare Banking Practice with Addition of Adam Stormoen as a Director, Investment Banking


July 13, 2015
BioCentury

TIERS, SOME FEARS

Featured: John Chambers, Vice-Chairman and Vice-Chairman and Head of Healthcare Investment Banking, ROTH Capital Partners


July 13, 2015
ROTH Capital Partners

ROTH acts as Joint Book-Running Manager for Unique Fabricating in its $25.7 Million IPO


July 6, 2015
ROTH Capital Partners

ROTH Capital Partners Acts as Co-Manager for bluebird bio, Inc. (BLUE) in its $500 Million Follow-On


June 17, 2015
Streetwise Reports

Capitalize on Comeback Stories in Micro-Cap Biotech: Joe Pantginis of ROTH Capital Partners


June 17, 2015
Business Wire

ROTH Capital Partners to Host Cleantech Day in London on June 25, 2015


June 16, 2015
Business Wire

ROTH Capital Partners to Host Healthcare Day in London on June 24, 2015


June 12, 2015
Business Wire

Challenge Athletes Foundation Raises More Than $2 Million at Ninth Annual Gala in New York City


May 28, 2015
ROTH Capital Partners

ROTH Capital Partners Acts as Sole Book-Running Manager for NV5 Holdings, Inc. (NASDAQ: NVEE) in its $32 Million Follow-On


May 11, 2015
Nation's Restaurant News

Eureka! receives investment from KarpReilly


May 11, 2015
ROTH Capital Partners

ROTH Advises Eureka! Restaurant Group on its Investment from KarpReilly


May 8, 2015
ROTH Capital Partners

ROTH Advises Diono on its Investment from Winona Capital


May 8, 2015
FINalternatives

Former Wedbush Technology Fund PM Joins ROTH Capital Partners

Featured: Senior Research Analyst, Brian Alger, CFA


May 7, 2015
Business Wire

ROTH Capital Partners Expands Technology with Addition of Brian Alger, CFA as a Senior Research Analyst in Technology


May 1, 2015
Endurance Sportswire

Challenged Athletes Foundation (CAF) to Celebrate Unbreakable Athletic Spirit at Ninth Annual Gala in New York City

Honoree: Byron Roth, Chairman & CEO, ROTH Capital Partners


April 27, 2015
Business Wire

ROTH Capital Partners Expands Healthcare Practice with Addition of Michael Higgins as a Senior Research Analyst – Specialty Pharmaceuticals/Biotechnology


April 16, 2015
Business Wire

ROTH China Solar Tour to be Held in Conjunction with SNEC Power Expo in Shanghai April 28-30, 2015

ROTH Investor Tour to Meet with 20 Solar Power and Clean Technology Companies on Booth Tours and Facility Visits


April 10, 2015
ROTH Capital Partners

ROTH Capital Partners Acts as Joint Book-Running Manager for Conatus Pharmaceuticals Inc. (CNAT) in its $23.1 Million Follow-On


March 26, 2015
Business Wire

ROTH Capital Partners Expands Banking Practice with the Addition of David T. Farina, CFA as a Managing Director, Investment Banking


March 24, 2015
BizBash

Southern California's Top 100 Events 2015. The list of the meetings, parties, and industry gatherings that make the most impact in Southern California year after year. 27th Annual ROTH Conference ranks #11 for Trade Shows & Conventions.


March 18, 2015
Equities.com

27th Annual ROTH Conference: Equities.com Interviews


March 17, 2015
ROTH Capital Partners

ROTH Capital Partners Acts as Co-Lead Manager for Callidus Software Inc. (NASDAQ: CALD) in its $69 Million Follow-on


March 16, 2015
Equities.com

Inside ROTH: Equities.com Recaps One of the Best Small-Cap Investment Conferences on Wall Street


March 5, 2015
ROTH Capital Partners

ROTH Capital Partners Acts as Joint Book-Running Manager for RedHill Biopharma Ltd. (Nasdaq:RDHL) in its $14.4 Million Follow-On


March 4, 2015
ROTH Capital Partners

ROTH Capital Partners Acts as sole book-running manager for MoSys, Inc. (NASDAQ: MOSY) in its $23 Million Follow-on


March 3, 2015
ROTH Capital Partners

ROTH Capital Partners Acts as Sole Book-Running Manager for ImmunoCellular Therapeutics, Ltd. (IMUC) in its $16 Million Follow-On


February 25, 2015
ROTH Capital Partners

ROTH Capital Partners Acts as Joint Book-Running Manager for Tonix Pharmaceuticals Holding Corp. (TNXP) in its $31.1 Million Follow-On


February 25, 2015
Business Wire

27th Annual ROTH Conference on March 8-11, 2015 - To Host More Than 530 Public and Private Companies


February 19, 2015
ROTH Capital Partners

ROTH Cleantech Banking Team has Record 2014
22 Equity, Debt, and M&A Transactions Completed


February 19, 2015
Business Wire

ROTH Capital Partners Expands Healthcare Practice with Addition of Elemer Piros, Ph.D., Senior Research Analyst - Biotechnology


February 11, 2015
ROTH Capital Partners

ROTH Capital Partners Acts as Joint Book-Running Manager in the $49.5 Million IPO and Financial Advisor in the $15 Million Private Placement for Zosano Pharma Corporation (Nasdaq: ZSAN)


January 12, 2015
BioWorld Insight

Execs upbeat heading to J.P. Morgan Healthcare Conference


January 7, 2015
ROTH Capital Partners

ROTH Capital Partners Acts as Advisor to Pioneer Power Solutions, Inc. (PPSI) in its Acquisition of Titan Energy Worldwide, Inc.


January 5, 2015
CNBC

Pro predicts $75 oil for 2015


ROTH


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