22 Equity, Debt, and M&A Transactions Completed

For more information please contact:

Investment Banking
Robert Stephenson
Managing Director
(949) 720-5750
rstephenson@roth.com

 

Jesse Pichel
Managing Director
(646) 358-1919
jpichel@roth.com

 

Brian Kremer
Director
(949) 720-5726
bkremer@roth.com

 

Michael McMahon
Associate
(949) 720-7150
mmcmahon@roth.com

SELECT CLEANTECH TOMBSTONES

ROTH Capital Partners' cleantech investment banking team had a record year in 2014, completing 22 assignments with a total transaction value of approximately $820 million. Assignments included equity, debt, and M&A advisory for a variety of private and public growth stage companies in sectors ranging from energy storage and LEDs to environmental controls and renewable power generation.

ROTH has invested heavily into its cleantech team to build what we believe is one of the leading franchises on Wall Street, including four research analysts focused on the space. The banking group had a particularly strong year in solar, with ten equity/advisory assignments completed. The team continues to build its pipeline of private and public cleantech business opportunities as we leverage our broad industry expertise and decades of transactional experience. We look forward to the opportunity to work with many of you in 2015 and beyond.

With Warmest Regards,

Robert Stephenson
Managing Director
Jesse Pichel
Managing Director
Brian Kremer
Director

About ROTH Capital Partners
ROTH Capital Partners, LLC (ROTH), is a relationship-driven investment bank focused on serving emerging growth companies and their investors. As a full-service investment bank, ROTH provides capital raising, M&A advisory, analytical research, trading, market-making services and corporate access. Headquartered in Newport Beach, CA, ROTH is privately-held and employee owned, and maintains offices throughout the U.S. and Hong Kong. For more information on ROTH, please visit www.roth.com.

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The material, information and facts discussed in this announcement other than the information regarding ROTH Capital Partners, LLC ("ROTH") and its affiliates, are from sources believed to be reliable, but are in no way guaranteed to be complete or accurate. This announcement should not be used as a complete analysis of any companies, securities or topics discussed herein. Additional information is available upon request. This is not, however, an offer or solicitation of the securities discussed. Any opinions or estimates in this announcement are subject to change without notice. An investment in any security based on this announcement may involve risks and uncertainties that could cause actual results to differ materially from the forward-looking statements. Additionally, such investments may involve a high degree of risk and may not be suitable for all investors. No part of this announcement may be reproduced in any form without the express written permission of ROTH. Copyright 2015.