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Tennant Company

Capital Markets Advisor

Financial Advisor August 2025

$345,000,000

Intuitive Machines, Inc.

Convertible Senior Notes

Co-Manager August 2025 View Details

$998,568,000

Firefly Aerospace, Inc.

IPO

Co-Manager August 2025 View Details
July 2025
HireQuest, Inc.

M&A Advisory

$6,000,000

GeoVax Labs, Inc.

Follow-On

Sole Placement Agent July 2025

$28,150,000

CapsoVision, Inc.

IPO

Joint Book-Running Manager July 2025 View Details

$115,000,000

Silver Pegasus Acquisition Corp.

IPO

Sole Manager July 2025 View Details

$150,000,000

BitFuFu Inc.

ATM Program

Co-Placement Agent June 2025

$260,044,000

Redwire Corporation

Follow-On

Joint Book-Running Manager June 2025 View Details

$402,500,000

SiTime Corporation

Follow-On

Co-Manager June 2025 View Details

$75,000,000

Karooooo Ltd.

Secondary Offering

Co-Manager June 2025

$925,000,000

June 2025
Redwire Corporation

M&A Advisory

$42,500,000

DoubleDown Interactive Co., Ltd.

Secondary Offering

Lead Book-Running Manager June 2025 View Details

$200,000,000

TeraWulf Inc.

ATM Program

Co-Placement Agent May 2025

$500,000,000

AST SpaceMobile, Inc.

ATM Program

Co-Placement Agent May 2025

$56,672,000

Antalpha Platform Holding Company

IPO

Joint Book-Running Manager May 2025 View Details

$295,000,000

Sable Offshore Corp.

Follow-On

Co-Manager May 2025 View Details

$33,333,000

OMS Energy Technologies Inc.

IPO

Sole Manager May 2025 View Details

$75,000,000

USA Rare Earth, Inc.

PIPE

Placement Agent May 2025 View Details

$25,000,000

Airship AI Holdings Inc.

ATM Program

Sole Placement Agent April 2025
Adeia Inc.

Capital Markets Advisor

Financial Advisor APRIL 2025
April 2025
Burger Construction

has merged with

Howard Building Company

M&A Advisory

$60,000,000

Asure Software, Inc.

Credit Facility

Exclusive Financial Advisor April 2025 View Details
USA Rare Earth, Inc.

Capital Markets Advisory

Financial Advisor March 2025 View Details

$15,804,000

VerifyMe, Inc.

ATM Program

Sole Agent March 2025

$20,000,000

AudioEye, Inc.

Senior Secured Credit Facility

Financial Advisor March 2025 View Details

$300,000,000

EZCORP, Inc.

Senior Notes

Co-Manager March 2025 View Details
February 2025
Magnachip Semiconductor Corporation

M&A Advisory

$7,520,000

Gaia, Inc.

Follow-On

Joint Book-Running Manager February 2025 View Details

$6,100,000

Allurion Technologies, Inc.

Registered Direct

Sole Placement Agent February 2025

$300,000,000

Turning Point Brands, Inc.

Senior Secured Notes

Co-Manager February 2025 View Details
February 2025
Twin Peaks

Spin off from

M&A Advisory

$5,828,000

Moleculin Biotech Inc

Warrant Exchange

Financial Advisor February 2025
February 2025
Ceragon Networks Ltd.

has acquired

M&A Advisory

February 2025
A-Mark Precious Metals, Inc.

has acquired

Spectrum

M&A Advisory

January 2025
Film Finances Inc.

M&A Advisory

$460,000,000

AST SpaceMobile, Inc.

Convertible Senior Notes

Co-Manager January 2025 View Details

$3,700,000

Helius Medical Technologies, Inc.

Warrant Exchange

Financial Advisor January 2025

$7,400,000

Allurion Technologies, Inc.

Registered Direct

Sole Placement Agent January 2025
January 2025
U.S. Energy Corp.

M&A Advisory

$925,000,000

January 2025
Redwire Corporation

M&A Advisory

$12,909,000

U.S. Energy Corp.

Follow-On

Sole Book-Running Manager January 2025 View Details

$46,046,000

Lakeland Industries, Inc

Follow-On

Sole Book-Running Manager January 2025 View Details

$32,775,000

AudioEye, Inc.

Follow-On

Lead Manager December 2024 View Details

$172,500,000

LeMaitre Vascular, Inc.

Convertible Senior Notes

Co-Manager December 2024

$6,177,000

Aptevo Therapeutics Inc.

Warrant Exchange

Financial Advisor December 2024

$4,064,000

Revelation Biosciences, Inc.

Warrant Exchange

Financial Advisor December 2024

$36,200,000

PSQ Holdings, Inc.

Registered Direct

Sole Placement Agent December 2024 View Details

$500,000,000

Hut 8 Corp.

ATM Program

Agent December 2024

$175,000,000

D-Wave Quantum Inc.

ATM Program

Agent December 2024 View Details

$15,015,000

Arbe Robotics Ltd.

Follow-On

Co-Manager December 2024

$10,781,000

zSpace, Inc.

IPO

Joint Book-Running Manager December 2024 View Details

$181,269,000

Solaris Energy Infrastructure, Inc.

Follow-On

Co-Manager December 2024 View Details

$218,500,000

indie Semiconductor, Inc.

Convertible Senior Notes

Co-Manager December 2024 View Details

$230,000,000

Jackson Acquisition Company II

IPO

Sole Manager December 2024 View Details

$115,000,000

Intuitive Machines, Inc

Follow-On

Book-Running Manager December 2024 View Details

$47,800,000

ChromaDex Corp.

ATM Program

Agent November 2024

$10,000,000

Pixelworks, Inc.

ATM Program

Sole Agent November 2024

$68,027,900

Kura Sushi USA, Inc.

Follow-On

Co-Manager November 2024 View Details

$15,525,000

Cardiol Therapeutics Inc.

Follow-On

Financial Advisor October 2024

$1,850,000

Creative Medical Technology Holdings, Inc.

Registered Direct

Sole Placement Agent October 2024

$25,000,000

Asure Software, Inc.

ATM Program

Sole Agent October 2024

$10,350,000

Synergy CHC Corp.

IPO

Sole Book-Running Manager October 2024 View Details
Bidadoo, Inc.

strategic growth capital investment

Private Placement

Exclusive Financial Advisor October 2024 View Details

$30,000,000

Evolution Petroleum Corp.

ATM Program

Lead Agent October 2024 View Details

$400,000,000

AST SpaceMobile, Inc.

ATM Program

Agent September 2024

$6,217,000

Vaccinex, Inc.

Warrant Exchange

Financial Advisor September 2024

$13,160,000

Cibus, Inc.

Follow-On

Joint Book-Running Manager September 2024

$488,750,000

Viper Energy, Inc.

Follow-On

Co-Manager September 2024 View Details

$356,730,000

Zeta Global Holdings Corp.

Follow-On

Co-Manager September 2024

$4,500,000

LogicMark, Inc.

Follow-On

Exclusive Placement Agent August 2024
Rezolve AI Limited

has been acquired by

Armada Acquisition Corp. I

Capital Markets Advisor

August 2024 View Details

$15,000,000

PLBY Group, Inc.

ATM Program

Sole Agent August 2024

$5,000,000

GeoVax Labs, Inc.

Registered Direct

Sole Placement Agent August 2024

$916,000

Nuwellis, Inc.

Registered Direct

Financial Advisor August 2024

$8,943,000

Sonim Technologies, Inc.

ATM Program

Sole Agent August 2024

$8,500,000

GeoVax Labs, Inc.

Registered Direct

Sole Placement Agent August 2024

$100,000,000

Tenax Therapeutics, Inc.

Private Placement

Financial Advisor August 2024

$460,000,000

Core Scientific, Inc

Convertible Senior Notes

Joint-Lead Manager August 2024 View Details

$1,900,000

Entero Therapeutics, Inc.

Warrant Exchange

Financial Advisor July 2024

$2,750,000

Aptevo Therapeutics Inc.

Follow-On

Sole Placement Agent July 2024

$2,037,000

Nuwellis, Inc.

Registered Direct

Sole Placement Agent July 2024

$3,100,000

GeoVax Labs, Inc.

Registered Direct

Sole Placement Agent July 2024

$285,000,000

CPI Card Group Inc.

Senior Secured Notes

Joint Lead Book-Running Manager July 2024 View Details

$20,000,000

Allurion Technologies, Inc.

Follow-On

Co-Manager July 2024

$125,000,000

Applied Digital Corporation

ATM Program

Agent July 2024
July 2024
Trailblazer Merger Corporation I

M&A Advisory

$15,000,000

MultiSensor AI Holdings, Inc.

PIPE

Sole Placement Agent July 2024

$11,500,000

MultiSensor AI Holdings, Inc.

Follow-On

Sole Book-Running Manager July 2024

$120,000,000

Phunware, Inc.

ATM Program

Agent June 2024

$25,000,000

Applied Digital Corporation

ATM Program

Sole Agent May 2024

$218,000,000

TeraWulf, Inc.

ATM Program

Agent May 2024

$25,000,000

LiveOne, Inc.

ATM Program

Sole Agent May 2024

$52,325,000

CompoSecure, Inc.

Secondary Offering

Co-Manager May 2024

$1,137,000

Seelos Therapeutics, Inc.

Registered Direct

Sole Placement Agent May 2024

$1,080,000

First Wave BioPharma, Inc.

Registered Direct

Sole Placement Agent May 2024

$500,000,000

Alarm.com Holdings, Inc.

Convertible Senior Notes

Co-Manager May 2024 View Details

$3,219,000

GT Biopharma, Inc.

Registered Direct

Sole Placement Agent May 2024

$1,349,000

GeoVax Labs, Inc.

Registered Direct

Sole Placement Agent May 2024

$15,000,000

Genasys Inc.

Senior Term Loan

Sole Placement Agent May 2024 View Details

$13,800,000

Sow Good Inc.

Follow-On

Sole Book-Running Manager May 2024 View Details

$57,500,000

Bowman Consulting Group

Follow-On

Joint Book-Running Manager April 2024

$2,700,000

Nuwellis, Inc.

Follow-On

Sole Placement Agent April 2024

$322,000,000

AZZ Inc.

Follow-On

Co-Manager April 2024 View Details

$4,590,000

Aptevo Therapeutics Inc.

Follow-On

Placement Agent April 2024

$65,000,000

Riley Exploration Permian, Inc.

Follow-On

Active Joint Book-Running Manager April 2024 View Details

$900,000,000

Matador Resources Company

Senior Notes

Co-Manager April 2024

$12,300,000

Ispire Technology, Inc.

Follow-On

Lead Placement Agent March 2024

$4,000,000

First Wave BioPharma, Inc.

Registered Direct

Sole Placement Agent March 2024

$14,950,000

REE Automotive Ltd.

Follow-On

Sole Book-Running Manager March 2024

$462,872,000

Viper Energy, Inc.

Secondary Offering

Co-Manager March 2024

$15,000,000

Danimer Scientific, Inc.

Registered Direct

Sole Placement Agent March 2024 View Details

$146,434,600

Cadre Holdings, Inc.

Follow-On

Co-Manager March 2024

$819,720,000

 Astera Labs, Inc.

IPO

Co-Manager March 2024 View Details

$16,000,000

Beyond Air, Inc.

Registered Direct

Placement Agent March 2024 View Details

$1,000,000

Pineapple Energy

Registered Direct

Sole Placement Agent February 2024

$16,000,000

Biofrontera Inc.

PIPE

Sole Placement Agent February 2024 View Details

$10,000,000

Phunware, Inc.

Follow-On

Sole Placement Agent February 2024 View Details

$9,040,000

Tenax Therapeutics, Inc.

Follow-On

Sole Placement Agent February 2024 View Details

$355,000,000

Rocket Lab USA, Inc.

Convertible Senior Notes

Co-Manager February 2024 View Details

$8,123,000

BioRestorative Therapies, Inc.

Warrant Exchange

Financial Advisor February 2024 View Details

$6,200,000

Revelation Biosciences, Inc.

Follow-On

Sole Placement Agent February 2024 View Details

$11,500,000

Akoustis, Inc.

Follow-On

Sole Manager January 2024

$8,000,000

SpringBig Holdings, Inc.

Convertible Debt

Sole Placement Agent January 2024

$5,600,000

Phunware, Inc.

Registered Direct

Sole Placement Agent January 2024
Horizon Aircraft Ltd.

has been acquired by

Pono Capital Three, Inc

Capital Markets Advisor

January 2024

$7,000,000

Phunware, Inc.

Registered Direct

Sole Placement Agent January 2024

$11,000,000

Fortress Biotech. Inc.

Registered Direct

Sole Placement Agent January 2024

$9,012,000

Panbela Therapeutics, Inc.

Follow-On

Sole Placement Agent January 2024 View Details

$403,650,000

Talos Energy Inc.

Follow-On

Co-Manager January 2024 View Details

$16,100,000

McEwen Mining Inc.

PIPE Flow-Through

Co-Lead Placement Agent December 2023

$2,800,000

Phunware, Inc.

Follow-On

Sole Placement Agent December 2023

$19,704,700

Mama's Creations

Follow-On

Co-Manager December 2023 View Details
Banzai International, Inc.

has been acquired by

Capital Markets Advisor

December 2023

$1,817,000

Enveric Biosciences, Inc.

Warrant Exchange

Financial Advisor December 2023

$4,847,000

First Wave Biopharma, Inc.

Warrant Exchange

Financial Advisor December 2023

$1,994,000

Panbela Therapeutics, Inc.

Warrant Exchange

Financial Advisor December 2023

$201,250,000

Credo Technology Group Holding

Follow-On

Co-Manager December 2023

$5,300,000

The Beachbody Company Inc.

Registered Direct

Sole Placement Agent December 2023 View Details

$1,928,000

Panbela Therapeutics, Inc.

Warrant Exchange

Financial Advisor November 2023

$10,004,000

Fortress Biotech, Inc.

Follow-On

Sole Agent November 2023

$6,299,000

Ontrak, Inc.

Follow-On

Sole Agent November 2023

$25,025,000

Shimmick Corp.

IPO

Sole Book-Running Manager November 2023 View Details

$4,507,000

Biofrontera, Inc.

Registered Direct

Sole Placement Agent November 2023 View Details

$2,864,000

Chemomab Therapeutics

ATM Program

Sole Agent October 2023

$11,500,000

Genasys Inc.

Follow-On

Sole Book-Running Manager October 2023 View Details
PodcastOne, Inc.

Direct Listing

Financial Advisor September 2023

$5,700,000

Snow Lake Lithium

Follow-on Flow-Through

Sole Agent September 2023

$80,500,000

Transcat Technologies

Follow-On

Sole Book-Running Manager September 2023

$4,000,000

First Wave Biopharma, Inc.

Warrant Exchange

Financial Advisor September 2023
September 2023
Pedevco Corp.

M&A Advisory

$20,000,000

Intuitive Machines, Inc.

PIPE

Co-Placement Agent September 2023

$50,000,000

Riley Permian Inc.

ATM Program

Agent September 2023 View Details

$3,300,000

Sunworks Inc.

Registered Direct

Sole Placement Agent August 2023

$86,500,000

Sunnova Energy International

Follow-On

Co-Manager August 2023
August 2023
10x Capital LLC

M&A Advisory

August 2023
Safepointe

has been acquired by

SoundThinking. Inc.

M&A Advisory

$40,000,000

Asure Software

Follow-On

Co-Manager August 2023

$30,000,000

Netlist, Inc.

Registered Direct

Sole Placement Agent August 2023 View Details

$2,100,000

Bio-Path Holdings, Inc.

Follow-On

Sole Agent August 2023

$15,000,000

Flotek Industries

Asset Based Loan

Financial Advisor August 2023

$35,000,000

Global Crossing Airlines Group, Inc.

Senior Secured Notes

Joint Placement Agent August 2023 View Details

$65,000,000

Astra Labs, Inc.

ATM Program

Sole Agent July 2023

$2,102,000

First Wave Biopharma, Inc.

Follow-On

Sole Agent July 2023

$230,000,000

Haymaker Acquisition Corp. 4

IPO

Co-Manager July 2023

$155,767,000

HighPeak Energy

Follow-On

Sole Manager July 2023 View Details

$1,950,000

Helius Medical Technologies, Inc.

ATM Program

Sole Agent June 2023

$2,414,000

First Wave Biopharma, Inc.

Warrant Exchange

Financial Advisor June 2023

$22,810,000

Dragonfly Energy Corp.

Follow-On

Placement Agent June 2023

$40,000,000

Clene, Inc.

Follow-On

Financial Advisor June 2023

$23,000,000

Arbe Robotics Ltd.

Registered Direct

Financial Advisor June 2023
June 2023
Biote Corp.

M&A Advisory

$49,680,000

GEN Restaurant Inc.

IPO

Sole Book-Running Manager June 2023 View Details

$5,000,000

Nautilus, Inc.

Registered Direct

Sole Placement Agent June 2023 View Details

$52,500,000

Mondee Holdings Corp.

Follow-On

Co-Manager June 2023

$8,512,500

Panbela Therapeutics, Inc.

Follow-On

Sole Placement Agent June 2023 View Details

$30,995,000

Biote Corp.

Follow-On

Sole Manager June 2023 View Details

$4,000,000

SpringBig Holdings, Inc.

Follow-On

Sole Placement Agent May 2023

$5,480,000

Inspira-Technologies OXY B.H.N. LTD.

ATM Program

Sole Agent April 2023

$287,510,000

Viking Therapeutics, Inc.

Follow-On

Co-Manager April 2023

$500,000,000

Matador Resources Company

Senior Notes

Co-Manager April 2023

$68,310,000

Kura Sushi USA, Inc.

Follow-On

Co-Manager April 2023 View Details

$5,000,000

RenovoRx, Inc.

Registered Direct

Sole Placement Agent April 2023 View Details
Intuitive Machines, Inc.

Capital Markets Advisor

March 2023
March 2023
Symborg SL

has been acquired by

M&A Advisory

$4,000,000

First Wave Biopharma, Inc.

PIPE

Sole Placement Agent March 2023

$20,000,000

The Alkaline Water Company

ATM Program

Sole Agent February 2023

$40,000,000

AppHarvest, Inc.

Follow-On

Co-Manager February 2023

$46,140,000

Ur-Energy, Inc.

Follow-On

Co-Manager February 2023

$734,200,000

NEXTracker, Inc.

IPO

Co-Manager February 2023

$100,000,000

Blink Charging Co.

Follow-On

Co-Manager February 2023

$2,000,000

Vision Marine Technologies, Inc.

Registered Direct

Sole Placement Agent February 2023

$288,800,000

Enlight Renewable Energy Ltd.

IPO

Co-Manager February 2023

$100,000,000

Meta Materials, Inc.

ATM Program

Agent February 2023

$60,300,000

Purple Innovations, Inc.

Follow-On

Co-Manager February 2023 View Details

$140,875,000

Xponential Fitness

Follow-On

Co-Manager February 2023 View Details

$15,577,000

Revelation Biosciences, Inc.

Follow-On

Sole Placement Agent February 2023 View Details

$15,600,000

Tenax Therapetuics, Inc.

Follow-On

Sole Placement Agent February 2023 View Details
February 2023
Next Bridge Hydrocarbon

M&A Advisory

$15,019,000

Panbela Therapeutics, Inc.

Follow-On

Lead Placement Agent January 2023 View Details

$25,500,000

Biote Corp.

Follow-On

Joint Book-Running Manager January 2023 View Details

$42,600,000

December 2022
China Index Holdings

M&A Advisory

December 2022
Sparks Energy Inc.

M&A Advisory

December 2022
Greeley and Hansen

has been acquired by

M&A Advisory

$2,000,000

Bio-Path Holdings, Inc.

Registered Direct

Sole Placement Agent November 2022

$160,000,000

Indi Semiconductor

Senior Convertible Notes

Co-Manager November 2022

$3,800,000

Virax BioLabs

PIPE

Sole Placement Agent November 2022

$6,017,000

Panbela Therapeutics, Inc.

Follow-On

Lead Placement Agent October 2022 View Details

$13,163,500

Loop Media, Inc.

Follow-On

Sole Manager September 2022
August 2022
CoverCress

M&A Advisory

$500,000,000

Sunnova Energy Int.

Convertible Debt

Co-Manager August 2022
Wag Group Co.

has been acquired by

Capital Markets Advisor

August 2022 View Details

$15,500,000

Global Water Resources, Inc.

Follow-On

Sole Manager August 2022 View Details

$18,000,000

Helius Medical Technologies, Inc.

Follow-On

Lead Placement Agent August 2022 View Details

$4,000,000

Ontrak Health

Registered Direct

Sole Placement Agent August 2022 View Details

$8,400,000

Panbela Therapeutics, Inc.

ATM Program

Sole Agent July 2022

$35,000,000

22nd Century Group, Inc.

Registered Direct

Financial Advisor July 2022

$207,000,000

July 2022
Marrone Bio

M&A Advisory

$5,000,000

Revelation Biosciences

Follow-On

Sole Placement Agent July 2022 View Details

$375,000,000

Ormat Technologies, Inc.

Convertible Notes

Co-Manager June 2022

$160,000,000

Ocugen, Inc.

ATM Program

Agent June 2022

$50,000,000

Meta Materials Inc.

Registered Direct

Lead Placement Agent June 2022

$101,050,000

Cadre Holdings

Follow-On

Co-Manager June 2022 View Details

$500,000,000

Tellurian Inc

Senior Secured Convertible Notes

Lead Placement Agent June 2022 View Details
Biote, Corp.

has been acquired by

Capital Markets Advisor

May 2022

$5,000,000

The Alkaline Water Co.

Follow-On

Financial Advisor May 2022

$11,250,000

Reeds inc.

Private Placement

Financial Advisor May 2022

$9,402,000

Biofrontera Inc.

PIPE

Placement Agent May 2022

$460,000,000

Interdigital

Senior Convertible Notes

Co-Manager May 2022

$5,000,000

Schmitt Industries, Inc.

ATM Program

Sole Agent May 2022

$17,000,000

Creative Medical Technology Holdings, Inc.

PIPE

Sole Placement Agent May 2022 View Details

$103,500,000

Xponential Fitness

Follow-On

Co-Manager April 2022 View Details

$130,812,000

Piedmont Lithium

Follow-On

Co-Manager March 2022

$23,000,000

Sequans Communications S.A.

Follow-On

Lead Manager March 2022

$100,000,000

W&T Offshore

ATM Program

Agent March 2022

$11,100,000

Guardion Health Sciences

Registered Direct

Lead Placement Agent February 2022

$15,400,000

Direct Digital Holdings, Inc.

IPO

Joint Book-Running Manager February 2022

$225,000,000

HighPeak Energy, Inc.

Senior Notes

Placement Agent February 2022

$4,190,000

Applied DNA Sciences, Inc.

Registered Direct

Sole Placement Agent February 2022 View Details
February 2022
JustCBD

has been acquired by

M&A Advisory

$230,000,000

Credo Semiconductor Inc.

IPO

Co-Manager January 2022

$7,760,000

Revelation Biosciences

PIPE

Sole Placement Agent January 2022 View Details

$25,000,000

Assertio Holdings Inc.

ATM Program

Sole Agent December 2021

$1,246,000,000

December 2021
Solid Power Inc

M&A Advisory

$180,000,000

Perion Net

Follow-On

Co-Manager December 2021

$115,000,000

Roth CH Acquisition V Co.

IPO

Sole Book-Running Manager December 2021

$16,004,000

Creative Medical Technology Holdings, Inc.

Follow-On

Sole Manager December 2021

$345,000,000

Battery Future Acquisition Corp.

IPO

Co-Manager December 2021

$15,000,000

Biofrontera, Inc.

PIPE

Placement Agent December 2021
December 2021
Pedego

has received an investment from

M&A Advisory

$165,000,000

Revelstone Capital Acquisition Corp.

IPO

Joint Book-Running Manager December 2021 View Details

$35,881,000

Genenta Science

IPO

Sole Book-Running Manager December 2021

$517,500,000

SiTime Corporation

Follow-On

Co-Manager November 2021

$201,250,000

Veritone

Convertible Senior Notes

Co-Manager November 2021

$100,000,000

Greenbox POS

Convertible Debt

Financial Advisor November 2021

AUD $5,400,000

Thomson Resources

PIPE

Sole Agent November 2021

$402,500,000

Cryoport, Inc.

Convertible Senior Notes

Co-Manager November 2021

$35,200,000

Journey Medical Corporation

IPO

Co-Manager November 2021

$23,000,000

Great Panther Mining

Follow-On

Co-Manager November 2021

November 2021
Cenntro Automotive Group

M&A Advisory

$230,000,000

Northern Oil & Gas Inc.

Follow-On

Co-Manager November 2021

$23,000,000

Biorestorative Therapies, Inc.

Follow-On

Sole Manager November 2021

$125,000,000

Compass Therapeutics, Inc.

Follow-On

Co-Manager November 2021

$126,500,000

Merus NV

Follow-On

Co-Manager November 2021

$43,750,000

FATHOM HOLDINGS, INC

Follow-On

Joint Book-Running Manager November 2021

$89,700,000

Cadre Holdings, Inc.

IPO

Co-Manager November 2021 View Details

$18,000,000

Biofrontera, Inc.

IPO

Joint Book-Running Manager November 2021 View Details

$287,500,000

Impinj, inc.

Convertible Senior Notes

Co-Manager November 2021

$25,000,000

Sunworks

ATM Program

Sole Agent October 2021

$85,387,500

Clarus Corp.

Follow-On

Joint Book-Running Manager October 2021 View Details

$115,000,000

SportsMap Tech Acquisition Corp.

IPO

Joint Book-Running Manager October 2021

$25,300,000

HighPeak Energy, Inc.

Follow-On

Sole Book-Running Manager October 2021

$5,079,000

Myomo, Inc.

Warrant Exchange

Financial Advisor October 2021

$65,554,000

Rezolute, Inc.

Follow-On

Co-Manager October 2021

$7,000,000

Pedevco Corp.

Registered Direct

Joint-Placement Agent October 2021
October 2021
GP Strategies

has sold its EtaPRO business to

Toshiba

M&A Advisory

$200,000,000

Electrameccanica

ATM Program

Agent September 2021

$86,250,000

aTyr Pharma, Inc.

Follow-On

Financial Advisor September 2021
September 2021
Luxfer Holdings PLC

M&A Advisory

$600,000,000

Riot Blockchain

ATM Program

Agent September 2021

$300,000,000

Rice Acquisition Corp.

PIPE

Placement Agent September 2021

$127,875,000

Argo Blockchain

IPO

Co-Manager September 2021

$115,000,000

Roth CH Acquisition IV Co.

IPO

Joint Book-Running Manager August 2021

$1,677,000,000

August 2021
Volta Inc.

M&A Advisory

$414,000,000

Azure Power

Convertible Senior Notes

Co-Manager August 2021

$17,905,500

Sharps Compliance, Inc

Follow-On

August 2021

$16,653,000

RenovoRx Inc.

IPO

Sole Book-Running Manager August 2021

$3,788,000

Creative Medical Technology Holdings, Inc.

PIPE

Sole Placement Agent August 2021

$12,214,000

TransAct Technologies

Follow-On

Sole Book-Running Manager August 2021 View Details

$174,800,000

Green Plains

Follow-On

Co-Manager August 2021

$150,000,000

Reservoir Media

PIPE

Placement Agent July 2021

$2,000,000

Bosonic

Convertible Notes

Placement Agent July 2021

$40,000,000

Better Choice Company Inc.

Follow-On

Lead Manager July 2021

$349,631,100

F45 Training Holdings Inc.

IPO

Co-Manager July 2021 View Details

$430,970,000

Shoals Technologies Group

Follow-On

Co-Manager July 2021

$80,000,000

Chavant

IPO

Joint Book-Running Manager July 2021

$324,300,000

Chargepoint

Follow-On

Co-Manager July 2021

$1,980,000

RegeneRx Biopharmaceuticals, Inc.

PIPE

Sole Placement Agent July 2021

$59,500,000

Electrameccanica

ATM Program

Agent July 2021

$69,000,000

Workhorse Group Inc.

Convertible Debt

Financial Advisor July 2021

$56,925,000

Kura Sushi USA, Inc.

Follow-On

Co-Manager July 2021 View Details

$45,000,000

Immunic Therapeutics

Equity Follow-On

Co-Manager July 2021 View Details

$25,000,000

Unicycive Therapeutics, Inc.

IPO

Sole Manager July 2021 View Details

$1,168,000

Falconstor

Follow-On

Sole Manager July 2021

$50,000,000

Riley Exploration Permian

Equity Follow-On

Lead Manager July 2021 View Details

$44,400,000

QualTek Services

Private Placement

Placement Agent June 2021

CAD $28,751,000

Alexco Resources

Follow-On

Co-Manager June 2021

$59,363,000

Nouveau Monde Graphite Inc

Follow-On

Co-Manager June 2021

$54,600,000

Lakeshore Acquisition

IPO

Joint Book-Running Manager June 2021

$217,120,000

PLBY Group, Inc

Follow-On

Co-Manager June 2021

$143,750,000

RAPT Therapeutics

Equity Follow-On

Co-Manager June 2021 View Details

$3,328,000

Falconstor

Equity Follow-On

Sole Manager June 2021

$137,500,000

Torchlight Energy Resources

ATM Program

Sole Agent June 2021 View Details

$1,949,804,000

June 2021
Torchlight Energy Resources

has merged with

M&A Advisory

$65,000,000

June 2021
US Hybrid

was acquired by

M&A Advisory

$100,625,000

Northern Oil & Gas

Follow-On

Co-Manager June 2021 View Details

$39,099,000

KemPharm, Inc.

Warrant Exchange

Financial Advisor June 2021 View Details

$461,963,000

Celsius Holdings Inc.

Follow-On

Co-Manager June 2021 View Details

$96,000,000

Cambium Networks Corp.

Follow-On

Co-Manager June 2021

$215,000,000

Zeta Global Holdings Corp.

IPO

Co-Manager June 2021

$57,513,000

Inspired Entertainment

Follow-On

Co-Manager May 2021

$19,320,000

IPower

IPO

Book-Running Manager May 2021

$331,500,000

Inspired Entertainment

Convertible Debt

Co-Manager May 2021

$9,300,000

Monaker Group, Inc.

Follow-On

Financial Advisor May 2021

$35,000,000

IM Cannabis

Follow-On

Co-Lead Placement Agent May 2021

$27,600,000

Vivos Therapeutics

Follow-On

Sole Book-Running Manager May 2021

$575,000,000

Sunnova

Convertible Debt

Co-Manager May 2021

$67,500,000

Onion Global

IPO

Co-Manager May 2021

$1,505,000,000

May 2021
Lion Electric

has merged with

Northern Genesis

M&A Advisory

$17,250,000

Adomani

PIPE

Sole Placement Agent May 2021

$129,375,000

DMC Global Inc.

Follow-On

Co-Manager May 2021

$7,882,000

Reed's Inc.

Registered Direct

Sole Placement Agent May 2021

$400,000,000

Carriage Services, Inc.

Senior Notes

Co-Manager May 2021

$3,300,000

Eastside Distilling, Inc.

Convertible Notes

Sole Placement Agent April 2021

$28,920,000

Nano One Materials Corp.

Follow-On

Co-Manager April 2021

$257,920,000

FTC Solar

IPO

Co-Manager April 2021

$1,500,000

Giga-tronics Incorporated

PIPE

Sole Placement Agent April 2021

$695,750,000

Bally's Corporation

Follow-On

Co-Manager April 2021

$18,000,000

VirTra

Registered Direct

Lead Placement Agent April 2021 View Details

$28,408,000

Vascular Biogenics Ltd.

Follow-On

Co-Manager April 2021

$100,000,000

Ocugen, Inc.

Registered Direct

Financial Advisor April 2021
April 2021
iLending Direct

was acquired by

JC Flowers & Co.

M&A Advisory

$100,400,000

Humanigen, Inc

Follow-On

Co-Manager April 2021

$115,000,000

Roth CH Acquisition III Co.

IPO

Joint Book-Running Manager March 2021

$250,000,000

Pure Cycle Technologies

PIPE

Placement Agent March 2021

$51,750,000

March 2021
Sunworks

M&A Advisory

$131,600,000

March 2021
Nuvve Holdings Corp.

has merged with

Newborn Acquisition Corp.

M&A Advisory

AUD $5,010,000

Thompson Resources

Follow-On

Sole Placement Agent March 2021

$993,313,000

Array Technologies

Follow-On

Co-Manager March 2021

$90,000,000

Gold Royalty Corp

IPO

Co-Manager March 2021

$172,499,934

NV5 Global, Inc.

Follow-On

Joint Book-Running Manager March 2021 View Details

$14,547,498

Cyclacel Pharmaceuticals, Inc.

Follow-On

Co-Manager March 2021 View Details

$293,144,754

Vizio

IPO

Co-Manager March 2021

$39,970,000

TFF Pharmaceuticals, Inc.

Follow-On

Sole Book-Running Manager March 2021 View Details

$51,750,000

March 2021
Sunworks, Inc

has acquired

Solcius

M&A Advisory

March 2021
StemoniX, Inc.

has merged with

Cancer Genetics, Inc.

M&A Advisory

$65,220,000

Smith Micro Software, Inc.

Follow-On

Joint Book-Running Manager March 2021 View Details

$60,062,500

Rimini Street, Inc.

Follow-On

Financial Advisor March 2021

$385,250,000

Renewable Energy Group, Inc.

Follow-On

Co-Manager March 2021

$115,000,000

AMMO, Inc.

Follow-On

Joint Book-Running Manager March 2021 View Details

$56,495,000

Marker Therapeutics Inc.

Follow-On

Co-Manager March 2021 View Details

$40,000,000

KushCo Holdings, Inc.

Registered Direct

Financial Advisor March 2021

CAD $60,000,000

Flow Water

Private Placement

Placement Agent March 2021

$78,487,500

Digi International

Follow-On

Co-Manager March 2021

$80,500,000

A-Mark Precious Metals

Follow-On

Joint Book-Running Manager March 2021 View Details

$161,920,000

Ameresco Inc.

Follow-On

Co-Manager March 2021
March 2021
Aeva Technologies

M&A Advisory

$58,000,000

NewAge

Private Placement

Sole Placement Agent February 2021

$86,250,000

Agrify Corporation

Follow-On

Co-Manager February 2021

$65,587,000

OptimizeRX

Follow-On

Financial Advisor February 2021

$150,000,000

Ideanomics

ATM Program

Sole Agent February 2021 View Details

$100,000,000

Electrameccanica

ATM Program

Agent February 2021

$140,156,000

Northern Oil & Gas

Follow-On

Co-Manager February 2021 View Details
Playboy Enterprises

M&A Advisor

Financial Advisor February 2021 View Details

$10,710,000

United States Antimony

Registered Direct

Sole Agent February 2021

$31,500,000

McEwen Mining Inc.

Registered Direct

Lead Placement Agent February 2021

$15,237,000

Ur-Energy Inc.

Follow-On

Co-Manager February 2021

$27,600,000

Torchlight Energy Resources, Inc.

Follow-On

Sole Manager February 2021 View Details

$381,000,000

SiTime Corporation

Follow-On

Co-Manager February 2021

$65,587,500

OptimizeRx Corporation

Follow-On

Financial Advisor February 2021

$77,969,996

Moleculin Biotech, Inc.

Follow-On

Co-Manager February 2021 View Details

$222,525,000

KalVista Pharmaceuticals, Inc.

Follow-On

Co-Manager February 2021 View Details

$4,462,500

InMed Pharmaceuticals, Inc.

PIPE

Sole Placement Agent February 2021 View Details

$27,197,500

GT Biopharma, Inc.

Follow-On

Joint Book-Running Manager February 2021 View Details

$74,500,000

Applied Genetic Technologies Corporation

Follow-On

Co-Manager February 2021

$14,287,000

United States Antimony

Registered Direct

Sole Agent February 2021

$303,039,669

February 2021
Tengasco, Inc.

has merged with

Riley Permian

M&A Advisory

$50,000,000

Sunworks, Inc.

ATM Program

Sole Agent February 2021

$14,732,396

SPI Energy

Registered Direct

Lead Placement Agent February 2021

$28,780,000

PowerFleet, Inc.

Follow-On

Co-Manager February 2021

$50,000,000

Playboy Enterprises

Private Placement

Lead Placement Agent February 2021 View Details

$25,000,000

Phunware, Inc.

Follow-On

Joint Book-Running Manager February 2021 View Details

$201,280,000

Green Plains Inc.

Follow-On

Co-Manager February 2021

$30,000,000

Esports Entertainment Group, Inc.

Follow-On

Financial Advisor February 2021 View Details

$100,912,500

CuriosityStream Inc.

Follow-On

Co-Manager February 2021 View Details

$13,000,560

Bio-Path Holdings, Inc.

Registered Direct

Sole Placement Agent February 2021 View Details

$14,012,000

Assertio Holdings, Inc.

Registered Direct

Sole Placement Agent February 2021 View Details

$34,300,000

Assertio Holdings, Inc.

Registered Direct

Sole Placement Agent February 2021 View Details

$172,500,000

Growth Capital Acquisition Corp.

IPO

Co-Manager January 2021

$2,093,000,000

Plug power inc.

Follow-On

Co-Manager January 2021

$254,610,000

Blink Charging Co.

Follow-On

Co-Manager January 2021

$44,025,000

KemPharm

Warrant Exchange

Sole Placement Agent January 2021 View Details

$74,500,000

Applied Genetic Technologies

Follow-On

Co-Manager January 2021 View Details

AUD $20,625,000

Lake Resources

PIPE

Sole Agent January 2021

$25,000,000

Avino Silver & Gold Mines Ltd

ATM Program

Agent January 2021
January 2021
Torchlight Energy Resources, Inc.

M&A Advisory

$75,600,000

Syros Pharmaceuticals, Inc.

Follow-On

Co-Manager January 2021 View Details

$137,999,986

Merus N.V.

Follow-On

Co-Manager January 2021 View Details

$52,431,223

KemPharm, Inc.

Follow-On

Sole Manager January 2021 View Details

$115,000,000

January 2021
Wireless Advanced Vehicle Electrification

was acquired by

Ideanomics

M&A Advisory

$135,000,000

Village Farms International, Inc.

Registered Direct

Placement Agent January 2021 View Details

$500,000,000

Talos Energy, Inc.

Senior Notes

Co-Manager January 2021

$40,000,000

ReneSola

Registered Direct

Financial Advisor January 2021

$250,000,000

ReneSola

Follow-On

Financial Advisor January 2021

$2,093,000,000

Plug Power, Inc.

Follow-On

Co-Manager January 2021

$65,992,750

Perion Network Ltd.

Follow-On

Co-Manager January 2021

$28,895,878

Montauk Renewables, Inc.

IPO

Sole Manager January 2021

CAD $59,100,000

Kits Eyecare Ltd.

IPO

Co-Manager January 2021

$345,000,000

Hennessy Acquisition IV

IPO

Co-Manager January 2021

$114,999,968

Harpoon Therapeutics, Inc.

Follow-On

Co-Manager January 2021 View Details

$350,000,000

Gevo, Inc

Registered Direct

Financial Advisor January 2021

$180,000,000

Environmental Impact Acquisition Corp

IPO

Financial Advisor January 2021

$21,476,250

Crown Electrokinetics

Follow-On

Sole Book-Running Manager January 2021

$12,000,002

Clearside Biomedical, Inc.ï¾ 

Registered Direct

Sole Placement Agent January 2021 View Details

$254,610,000

Blink Charging Co.

Follow-On

Co-Manager January 2021

$15,023,000

Applied DNA Sciences, Inc.

Registered Direct

Sole Placement Agent January 2021 View Details

$500,000,000

Alarm.com Holdings, Inc.

Convertible Senior Notes

Co-Manager January 2021

$62,100,000

Agrify

IPO

Joint Book-Running Manager January 2021 View Details

$100,000,000

Electrameccanica

ATM Program

Agent December 2020

$5,750,000

Adomani

PIPE

Sole Placement Agent December 2020

$115,000,000

Roth CH Acquisition II Co.

IPO

Joint Book-Running Manager December 2020

$8,900,000

December 2020
Westwater Resources, Inc.

M&A Advisory

$63,825,000

Veritone, Inc.

Follow-On

Joint Book Running Manager December 2020

$297,850,000

Sunnova Energy International, Inc.

Follow-On

Co-Manager December 2020

$517,500,000

LivePerson Inc.

Convertible Senior Notes

Co-Manager December 2020

$22,247,161

Delcath Systems, Inc.

Follow-On

Joint Book Running Manager December 2020

$24,499,984

Cellectar Biosciences, Inc.

Follow-On

Co-Manager December 2020

$8,900,000

December 2020
Westwater Resources, Inc.

M&A Advisory

$24,150,000

Vivos Therapeutics

IPO

Sole Book-Running Manager December 2020

$6,925,000

TFF Pharmaceuticals, Inc.

Registered Direct

Sole Placement Agent December 2020

CAD $34,500,000

Standard Lithum Ltd

Follow-On

Sole Placement Agent December 2020

$35,020,000

SPI Energy

Registered Direct

Placement Agent December 2020

$10,000,000

ReneSola

Follow-On

Co-Manager December 2020

$20,000,000

ReneSola

Follow-On

Financial Advisor December 2020

$115,747,500

Seabridge Gold Inc.

Follow-On

Co-Manager December 2020

$13,805,750

Pixelworks

Follow-On

Joint Book Running Manager December 2020

$35,000,000

iBio, Inc.

Follow-On

Financial Advisor December 2020
December 2020
Hydrobuilder, Inc.

M&A Advisory

$70,000,000

Cambium Networks Corporation

Follow-On

Co-Manager December 2020

$174,999,997

Atara Therapeutics Inc.

Follow-On

Co-Manager December 2020

$21,677,500

 Asure Software

Follow-On

Sole Book-Running Manager December 2020

$9,830,758

Amplify Energy

Follow-On

Sole Manager December 2020

$60,000,000

PureCycle Technologies

Private Placement

Placement Agent November 2020

CAD $28,751,000

Western Copper and Gold Corp

Follow-On

Co-Manager November 2020

$4,193,944

Therapix Bioscience Ltd.

Follow-On

Financial Advisor November 2020

$12,075,000

Reed's, Inc.

Follow-On

Sole Book-Running Manager November 2020

$8,010,000

InMed Pharmaceuticals, Inc.

Follow-On

Sole Book-Running Manager November 2020

$845,000,000

Plug Power, Inc.

Follow-On

Co-Manager November 2020

$11,500,000

November 2020
Phoenix Motorcars

was acquired by

SPI Energy

M&A Advisory

$353,165,000

Ormat Technologies, Inc.

Follow-On

Co-Manager November 2020

$13,292,000

INVO Biosciences

Follow-On

Sole Book-Running Manager November 2020

$20,000,000

Blink Charging Co.

ATM Program

Sole Agent November 2020

$16,000,000

Aemetis, Inc.

ATM Program

Agent November 2020

$287,500,000

Replimmune Group, Inc.

Follow-On

Co-Manager October 2020

$55,050,000

American Superconductor Corporation

Follow-On

Co-Manager October 2020

$460,000,059

Turning Point Therapeutics

Follow-On

Co-Manager October 2020

$11,600,000

ThinkIQ

Private Placement

Financial Advisor October 2020
October 2020
Tengasco, Inc.

M&A Advisory

$9,798,000

TransAct

Follow-On

Sole Book-Running Manager October 2020

$5,000,000

ReneSola Ltd.

Registered Direct

Financial Advisor October 2020

$57,500,000

Piedmont Lithium

Follow-On

Co-Manager October 2020

$197,067,080

FuboTV

Follow-On

Co-Manager October 2020

$1,996,400,000

Caesar Entertainment

Follow-On

Co-Manager October 2020

$70,000,000

Boqii Holding Limited

IPO

Joint Book-Running Manager October 2020

$110,400,000

Mission Produce, Inc.

IPO

Co-Manager October 2020

$15,000,000

Uranium Energy Corp.

Follow-On

Co-Manager September 2020

$7,003,350

Seelos Therapeutics, Inc.

Registered Direct

Lead Placement Agent September 2020

CAD $13,730,000

McEwen Mining Inc.

Follow-on

Co-Manager September 2020

$575,000,000

Medallia, Inc.

Convertible Senior Notes

Co-Manager September 2020

$23,069,000

Integra Resources Corp.

Follow-On

Sole Placement Agent September 2020

$10,000,000

Broadwind Energy, Inc.

ATM Program

Sole Agent September 2020

CAD $23,000,000

Auryn Resources

Follow-On

Co-Manager September 2020

$632,500,000

SolarEdge Technologies, Inc.

Convertible Senior Notes

Co-Manager September 2020

$67,045,000

Laird Superfood, Inc.

IPO

Co-Manager September 2020

$26,609,250

Loop Industries Inc.

Follow-On

Sole Book-Running Manager September 2020

$78,200,000

Humanigen, Inc.

Follow-On

Co-Manager September 2020

$37,200,000

GreenPower Motor Company Inc.

Follow-On

Joint Book-Running Manager September 2020

$250,000,000

Ballard Power Systems

ATM Program

Agent September 2020

$136,850,000

Upland Software, Inc

Follow-On

Co-Manager August 2020

$3,392,500

Quest Resource Holding Corporation

Registered Direct

Sole Placement Agent August 2020

$250,000,000

Sunnova Energy International, Inc.

Follow-On

Co-Manager August 2020

$23,500,000

Mohawk Group Holdings, Inc.

Follow-On

Financial Advisor August 2020

$13,800,000

Eyenovia, Inc.

Follow-On

Financial Advisor August 2020

$27,450,000

Rimini Street, Inc.

Follow-On

Sole Book-Running Manager August 2020

$89,700,000

CarParts.com, Inc.

Follow-On

Co-Manager August 2020

$375,297,215

Plug Power Inc.

Follow-On

Co-Manager August 2020
August 2020
Marchex, Inc.

M&A Advisory

$25,375,000

Centrus Energy Corp

Follow-On

Sole Book-Running Manager August 2020

$28,510,000

Gevo, Inc

Registered Direct

Financial Advisor August 2020

$34,300,000

Fathom Holdings

IPO

Sole Manager August 2020

$12,397,000

Flux Power

Follow-On

Joint Book Running Manager August 2020
August 2020
Eastside Distilliing

M&A Advisory

$15,006,000

CohBar, Inc.

Follow-On

Sole Book-Running Manager August 2020

$35,000,000

Tellurian

Registered Direct

Sole Placement Agent July 2020

$7,000,000

Torchlight Energy Resources, Inc.

ATM Program

Sole Agent July 2020

$35,000,000

Tellurian Inc.

Registered Direct

Sole Placement Agent July 2020

$258,749,948

Innovative Industrial Properties, Inc.

Follow-On

Co-Manager July 2020

$517,499,990

CRISPR Therapeutics AG

Follow-On

Co-Manager July 2020

$198,949,969

Arcturus Therapeutics Holdings Inc.

Follow-On

Financial Advisor July 2020

$132,250,000

Altimmune, Inc.

Follow-On

Co-Manager July 2020

CAD $5,000,000

Volcanic Gold Mines

PIPE

Financial Advisor July 2020

$37,881,000

Quhuo Ltd.

IPO

Joint Book-Running Manager July 2020

$107,686,958

Inventiva S.A.

IPO

Co-Manager July 2020
July 2020
Gotham Green Partners

M&A Advisory

$134,774,000

Atreca, Inc.

Follow-On

Co-Manager July 2020

$3,000,000

Torchlight Energy Resources, Inc.

Registered Direct

Financial Advisor June 2020

$35,000,004

Soliton, Inc.

Follow-On

Financial Advisor June 2020

$20,000,000

ElectraMeccanica Vehicles Corp.

Registered Direct

Sole Placement Agent June 2020

$128,800,000

SiTime Corporation

Follow-On

Co-Manager June 2020
June 2020
QuickLogic Corporation

M&A Advisory

$100,000,000

Sunnova Energy International, Inc.

Follow-On

Co-Manager June 2020

CAD $37,822,500

Medipharm Labs

PIPE

Sole Placement Agent June 2020

$24,795,000

Immunic, Inc.

Follow-On

Lead Placement Agent June 2020

$20,000,000

Cellectar Biosciences, Inc.

Follow-On

Lead Manager June 2020

$259,325,000

Adaptimmune Therapeutics, plc.

Follow-On

Lead Manager June 2020

$275,149,842

Translate Bio, Inc.

Follow-On

Lead Manager June 2020

CAD $11,360,000

Seabridge Gold Inc.

Follow-On

Co-Manager June 2020

$50,000,000

MAG Silver Inc

ATM Program

Agent June 2020

$159,562,500

Glu Mobile Inc.

Follow-On

Co-Manager June 2020
June 2020
DSP Group, Inc.

has acquired

Sound Chip

M&A Advisory

$9,000,000

Allied Esports International Inc.

Convertible Senior Notes

Sole Placement Agent June 2020

$747,500,000

Five9, Inc.

Convertible Senior Notes

Co-Manager May 2020

$115,000,000

Cryoport, Inc.

Convertible Senior Notes

Co-Manager May 2020
May 2020
Atomera Incorporated

M&A Advisory

$76,500,000

Roth CH Acquisition I Co.

IPO

Joint Book-Running Manager May 2020

$200,000,000

Plug Power Inc.

Convertible Senior Notes

Co-Manager May 2020

$2,105,000

INVO Biosciences

PIPE

Sole Placement Agent May 2020

$60,087,500

Axcella Health, Inc.

Follow-On

Co-Manager May 2020

$25,000,000

Sequans Communications S.A.

Follow-On

Lead Manager May 2020

$22,000,000

Delcath Systems, Inc.

Follow-On

Sole Book-Running Manager May 2020

$88,000,000

Compass Diversified Holdings

Follow-On

Co-Manager May 2020

$56,000,000

Tellurian Inc.

Registered Direct

Sole Placement Agent April 2020

$15,000,000

Immunic, Inc.

Registered Direct

Sole Placement Agent April 2020

$1,872,000

MoSys, Inc.

Registered Direct

Sole Placement Agent April 2020

$20,000,000

Cyclacel Pharmaceuticals, Inc.

Follow-On

Lead Placement Agent April 2020

$115,115,000

Crinetics Pharmaceuticals, Inc.

Follow-On

Co-Manager April 2020

$80,500,000

Arcturus Therapeutics, Inc.

Follow-On

Co-Manager April 2020

$5,750,000

Reed's, Inc.

Follow-On

Sole Manager April 2020

$1,250,000

Therapix Bioscience Ltd.

Registered Direct

Sole Placement Agent April 2020
March 2020
Boardriders

has sold its wetsuit brand Xcel to

ZG Holdings

M&A Advisory

$5,000,000

Hoth Therapeutics, Inc.

Follow-On

Financial Advisor March 2020

$320,000,000

Enphase Energy

Convertible Senior Notes

Co-Manager March 2020

$10,000,000

Dynatronics Corporation

ATM Program

Agent March 2020

$50,000,000

Ampio Pharmaceuticals, Inc.

ATM Program

Agent February 2020

$6,000,000

Lipocine, Inc.

Registered Direct

Sole Placement Agent February 2020

$500,000,000

Moderna, Inc.

Follow-On

Co-Manager February 2020

$15,001,000

Myomo, Inc.

Follow-On

Sole Book-Running Manager February 2020

$37,375,000

Applied Genetic Technologies Corporation

Follow-On

Co-Manager February 2020

$6,000,000

Moleculin Biotech, Inc.

Registered Direct

Financial Advisor February 2020

$18,000,000

aTyr Pharma, Inc.

Follow-On

Lead Manager February 2020

$250,000,000

Innovative Industrial Properties, Inc.

Follow-On

Co-Manager January 2020

NOK101,021,000

Targovax ASA

PIPE

Placement Agent January 2020

$96,600,000

Adaptimmune Therapeutics plc.

Follow-On

Co-Manager January 2020

$17,267,000

Aspen Group, Inc.

Follow-On

Lead Manager January 2020

$12,500,000

Global Water Resources, Inc.

Follow-On

Sole Manager January 2020

$50,003,000

MATINAS BIOPHARMA HOLDINGS, INC.

Follow-On

Co-Manager January 2020

$48,000,000

Mirum Pharmaceuticals, Inc.

Follow-On

Co-Manager January 2020

$11,750,000

Vutiliti, LLC

Private Placement

Financial Advisor December 2019
December 2019
NV5 Global, Inc.

has acquired

Quantum Spatial

M&A Advisory

December 2019
Organovo Holdings, Inc.

M&A Advisory

$120,000,000

December 2019
Asure Software, Inc.

has sold its worksplace management business to

FM System

M&A Advisory

CAD92,092,000

SilverCrest Metals

Follow-On

Co-Manager December 2019

$34,500,000

Akoustis Technologies

Follow-On

Co-Manager December 2019

$195,615,000

Forty Seven, Inc.

Follow-On

Co-Manager December 2019

$126,500,000

Plug Power Inc.

Follow-On

Co-Manager December 2019

CAD25,300,000

Integra Resources Corp.

Follow-On

Co-Manager December 2019

AUS24,600,000

Imugene Limited

PIPE

Lead Placement Agent December 2019

$24,000,000

eyeBrain Medical

Private Placement

Financial Advisor November 2019

$64,285,000

SiTime Corporation

IPO

Co-Manager November 2019

$65,000,000

X4 Pharmaceuticals, Inc.

Follow-On

Co-Manager November 2019

$9,000,000

Arcimoto

Follow-On

Sole Book-Running Manager November 2019

$315,244,000

CRISPR Therapeutics AG

Follow-On

Co-Manager November 2019

$50,019,000

McEwen Mining Inc.

Follow-On

Joint Book-Runner November 2019

$91,412,000

Replimmune Group, Inc.

Follow-On

Co-Manager November 2019

$6,000,000

Lipocine, Inc.

Registered Direct

Sole Placement Agent November 2019

$2,623,000

Giga-tronics Incorporated

Follow-On

Sole Book-Running Manager November 2019

$79,206,000

Merus N.V.

Follow-On

Co-Manager November 2019

$142,300,000

October 2019
Pointer Telocation, Ltd.

M&A Advisory

October 2019
Asure Software, Inc.

M&A Advisory

CAD15,000,000

New Pacific Metals Corp.

Follow-On

Co-Manager October 2019

$15,410,000

Soleno Therapeutics, Inc.

Follow-On

Co-Manager October 2019

$8,050,000

Reed's, Inc.

Follow-On

Sole Manager October 2019

$18,006,000

Bionano Genomics, Inc.

Follow-On

Lead Manager October 2019

$6,250,020

Soliton, Inc.

PIPE

Lead Placement Agent October 2019

$14,700,000

September 2019
Eastside Distilling

M&A Advisory

$107,040,000

September 2019
Yanmar Holdings Co.

has acquired

ASV Holdings, Inc.

M&A Advisory

September 2019
SPY, Inc.

has merged with

Bollé

M&A Advisory

$350,000,000

Azure Power Global Limited

Senior Notes

Co-Manager September 2019

$80,500,000

Adesto Technologies

Convertible Senior Notes

Co-Manager September 2019

$46,690,000

Kura Sushi USA, Inc.

IPO

Lead Manager August 2019

$6,713,000

Seelos Therapeutics, Inc.

Registered Direct

Sole Placement Agent August 2019

$28,750,008

ACM Research, Inc.

Follow-On

Co-Manager August 2019

CAD22,008,000

SilverCrest Metals

Follow-On

Co-Manager August 2019

$9,500,000

Delcath Systems, Inc.

PIPE

Sole Placement Agent August 2019
Grenco Sciences

Private Placement

Financial Advisor July 2019
July 2019
OHR Pharmaceutical, Inc. 

has merged with

NeuBase Therapeutics, Inc.

M&A Advisory

July 2019
Jones Soda Co.

M&A Advisory

$178,383,000

Sunnova Energy International Inc.

IPO

Co-Manager July 2019

$374,325,000

Medallia, Inc.

IPO

Co-Manager July 2019

$75,000,000

Mirum Pharmaceuticals, Inc.

IPO

Co-Manager July 2019

$55,915,000

Chiasma, Inc.

Follow-On

Co-Manager July 2019

$460,000,000

Amarin Corporation PLC

Follow-On

Co-Manager July 2019

$86,250,000

Forty Seven, Inc.

Follow-On

Co-Manager July 2019

$79,589,000

AquaVenture Holdings Limited

Follow-On

Co-Manager July 2019

$20,000,000

Delcath Systems, Inc.

PIPE

Sole Placement Agent July 2019

$4,744,000

Inuvo, Inc.

Follow-On

Sole Manager July 2019

$4,000,000

June 2019
SMG Industries, Inc.

has acquired

Trinity Services, LLC

M&A Advisory

June 2019
Highpower International

M&A Advisory

$105,800,000

Akero Therapeutics

IPO

Lead Manager June 2019

AUD $75,000,000

PointsBet Holdings Limited

IPO

Lead Manager June 2019

$36,000,000

Mohawk Group Holdings, Inc.

IPO

Joint Book-Running Manager June 2019

$103,716,000

ArQule, Inc.

Follow-On

Co-Manager June 2019

$73,313,000

Cryoport, Inc.

Follow-On

Co-Manager June 2019

$9,450,000

Soliton, Inc.

PIPE

Lead Placement Agent June 2019

$15,600,000

ContraVir Pharmaceuticals, Inc.

Follow-On

Lead Placement Agent June 2019

$57,495,000

Medipharm Labs

Follow-On

Co-Manager June 2019

$26,714,000

SharpSpring, Inc.

Follow-On

Joint Book-Running Manager June 2019

$11,000,000

Charles & Colvard, Ltd.

Follow-On

Sole Manager June 2019

$400,000,000

InterDigital, Inc.

Convertible Senior Notes

Co-Manager June 2019

$42,263,000

Jiayin Group Inc.

IPO

Sole Book-Running Manager May 2019

$103,500,000

The Lovesac Company

Follow-On

Joint Book-Running Manager May 2019

$5,045,000

Cellectar Biosciences

PIPE

Sole Placement Agent May 2019

$4,955,000

Cellectar Biosciences

Registered Direct

Sole Placement Agent May 2019

$74,750,000

JinkoSolar Holding Co.

Follow-On

Co-Manager May 2019

CAD3,354,000

Western Copper and Gold

PIPE

Placement Agent May 2019

$1,500,000

Cosmos Holdings, Inc.

PIPE

Sole Placement Agent May 2019

$230,460,000

Intercept Pharmaceuticals

Follow-On

Co-Manager May 2019

$159,390,000

Upland Software, Inc

Follow-On

Co-Manager May 2019

$11,000,000

OncoSec Medical, Inc.

Follow-On

Financial Advisor May 2019

AUD7,000,000

Prescient Therapeutics

PIPE

Placement Agent May 2019

$31,625,000

Mustang Bio, Inc.

Follow-On

Co-Manager May 2019

$925,000,000

Gogo, Inc.

Senior Secured Notes

Co-Manager May 2019

$5,000,000

Onconova Therapeutics

ATM Program

Sole Agent May 2019
April 2019
Pointer Telocation, Ltd.

M&A Advisory

$109,650,000

Greenlane Holdings, Inc.

IPO

Co-Manager April 2019

$2,001,000

Monaker Group, Inc.

Follow-On

Sole Book-Running Manager April 2019

$933,000

SG Blocks Inc.

Registered Direct

Sole Placement Agent April 2019

$2,140,000

ContraVir Pharmaceuticals, Inc.

Follow-On

Lead Placement Agent April 2019

$6,000,000

Avalon Globocare Corporation

Registered Direct

Sole Placement Agent April 2019

$15,000,000

Moleculin Biotech, Inc.

Registered Direct

Financial Advisor April 2019

$12,363,000

Reebonz Holdings

Follow-On

Joint Book-Running Manager April 2019

$69,000,000

BioDelivery Sciences International, Inc.

Follow-On

Co-Manager April 2019

$6,445,000

Quest Resource Holding Corporation

Follow-On

Sole Manager April 2019

$5,787,000

Daré Bioscience, Inc.

Follow-On

Sole Book-Running Manager April 2019

$70,000,000

Syros Pharmaceuticals, Inc.

Follow-On

Co-Manager April 2019

$34,500,000

Chiasma, Inc.

Follow-On

Co-Manager April 2019

$155,397,200

Genfit SA

IPO

Co-Manager March 2019

$25,000,000

McEwen Mining Inc.

Registered Direct

Lead Placement Agent March 2019

$5,250,000

Moleculin Biotech, Inc.

Follow-On

Financial Advisor March 2019

$12,000,000

Electrameccanica

Registered Direct

Lead Placement Agent March 2019

NOK73,654,000

Targovax ASA

PIPE

Placement Agent March 2019

$3,928,000

BioPharmX Corporation

Registered Direct

Sole Placement Agent March 2019

$23,639,000

eGain Corporation

Follow-On

Sole Book-Running Manager March 2019

$14,000,000

Altimmune, Inc.

Registered Direct

Sole Placement Agent March 2019

$21,980,000

Aptevo Therapeutics

Follow-On

Financial Advisor March 2019

$115,000,000

Cymabay Therapeutics, Inc.

Follow-On

Co-Manager March 2019

$25,000,000

Energous Corporation

Registered Direct

Sole Placement Agent March 2019

$230,000,000

LivePerson

Convertible Senior Notes

Co-Manager March 2019
February 2019
Moleculin Biotech, Inc.

M&A Advisory

$16,241,000

Reed's, Inc.

Follow-On

Sole Manager February 2019

$7,085,000

RumbleOn, Inc.

Follow-On

Financial Advisor February 2019

$149,429,000

January 2019
S.M.R.E Spa

has been acquired by

SolarEdge Technologies, Inc.

M&A Advisory

January 2019
OHR Pharmaceutical, Inc. 

M&A Advisory

$43,407,000

Hexo Corp.

Follow-On

Co-Manager January 2019

$18,000,000

Seelos Therapeutics, Inc.

PIPE

Sole Placement Agent January 2019

$92,000,000

Stemline Therapeutics, Inc.

Follow-On

Co-Manager January 2019

$5,000,000

Blue Duck Scooters

Private Placement

Placement Agent December 2018
December 2018
TekWorks, Inc.

has merged with

Paladin Technologies

M&A Advisory

$21,037,000

December 2018
OptimizeRx Corporation

M&A Advisory

December 2018
Smith Micro Software, Inc.

M&A Advisory

$16,500,000

Soleno Therapeutics, Inc.

PIPE

Sole Placement Agent December 2018
November 2018
XpresSpa Group, Inc.

has received an investment from

Calm

M&A Advisory

$51,938,000

CNFinance Holdings Limited

IPO

Sole Book-Running Manager November 2018

$9,232,000

Eastside Distilling

Follow-On

Sole Book-Running Manager November 2018

$50,000,000

Acer Therapeutics Inc.

ATM Program

Agent November 2018
October 2018
NV5 Global, Inc.

M&A Advisory

October 2018
ShotSpotter, Inc.

has acquired

Hunchlab

M&A Advisory

€13,000,000

Oryzon Genomics S.A.

PIPE

Placement Agent October 2018

$42,180,000

The Lovesac Company

Follow-On

Joint Book-Running Manager October 2018

$12,469,000

Atomera Incorporated

Follow-On

Sole Book-Running Manager October 2018

$185,000,000

Azure Power Global Limited

Follow-On

Co-Manager October 2018

$25,000,000

KemPharm, Inc.

Follow-On

Co-Manager October 2018

$25,000,000

Altimmune, Inc.

Registered Direct

Sole Placement Agent October 2018

$60,375,000

Willdan Group, Inc.

Follow-On

Joint Book-Running Manager October 2018

$11,070,000

MoSys, Inc.

Follow-On

Lead Placement Agent October 2018

$20,000,000

Uranium Energy Corp

Follow-On

Co-Manager October 2018

$1,901,000

Monaker Group, Inc.

Registered Direct

Sole Placement Agent October 2018

$12,000,000

Altimmune, Inc.

Follow-On

Sole Manager October 2018

$150,000,000

Verastem, Inc.

Convertible Senior Notes

Financial Advisor October 2018

$475,000,000

Tilray, Inc.

Convertible Senior Notes

Co-Manager October 2018

$2,320,000

Daxor Corporation

ATM Program

Sole Agent October 2018

$7,930,000

Digital Ally

Follow-On

Sole Book-Running Manager September 2018

$4,878,000

Altimmune, Inc.

Registered Direct

Sole Placement Agent September 2018

$4,600,000

Avino Silver and Gold Mines Ltd

Follow-On

Co-Manager September 2018

$175,750,000

Viking Therapeutics, Inc.

Follow-On

Co-Manager September 2018

$11,500,000

IRIDEX Corporation

Follow-On

Lead Manager September 2018

$17,250,000

Sensus Healthcare, Inc.

Follow-On

Co-Manager September 2018

$10,000,000

Netlist, Inc.

Registered Direct

Sole Placement Agent September 2018

$117,013,000

Tilly's Inc.

Follow-On

Co-Manager September 2018

$78,200,000

KalVista Pharmaceuticals, Inc.

Follow-On

Co-Manager September 2018

$10,000,000

Broadwind Energy, Inc.

ATM Program

Sole Agent September 2018
August 2018
NV5 Global, Inc.

M&A Advisory

$23,667,000

Bionano Genomics, Inc.

IPO

Sole Book-Running Manager August 2018

$17,250,000

Restoration Robotics, Inc.

Follow-On

Co-Manager August 2018

$24,668,000

Maxwell Technologies, Inc.

Follow-On

Co-Manager August 2018

$185,006,000

PlayAGS, Inc.

Follow-On

Co-Manager August 2018

$115,380,000

NV5 Global, Inc.

Follow-On

Joint Book-Running Manager August 2018

$46,000,000

Acer Therapeutics Inc.

Follow-On

Co-Manager August 2018

$175,950,000

Tilray, Inc.

IPO

Lead Manager July 2018

$15,910,000

Global Water Resources, Inc.

Follow-On

Sole Manager July 2018

$46,230,000

Adesto Technologies

Follow-On

Joint Book-Running Manager July 2018

$69,575,000

ArQule, Inc.

Follow-On

Co-Manager July 2018

$230,000,000

CalAmp Corp.

Convertible Senior Notes

Co-Manager July 2018

$30,000,000

Prive Revaux

Private Placement

Placement Agent June 2018

$32,000,000

Grubmarket

Private Placement

Financial Advisor June 2018

$1,050,000

Investable Games Technology, Inc.

Private Placement

Placement Agent June 2018

$64,400,000

The Lovesac Company

IPO

Sole Book-Running Manager June 2018

AUD20,100,000

Imugene Limited

PIPE

Lead Placement Agent June 2018

$28,031,000

Profire Energy, Inc.

Follow-On

Sole Book-Running Manager June 2018

$1,600,000

NTN Buzztime, Inc.

Registered Direct

Sole Placement Agent June 2018

$35,190,000

Veritone, Inc.

Follow-On

Joint Book-Running Manager June 2018

$2,300,000

Moleculin Biotech, Inc.

Registered Direct

Sole Placement Agent June 2018

$75,000,000

Galmed Pharmaceuticals Ltd.

Follow-On

Lead Manager June 2018

$6,000,000

Naked Brands Group

Private Placement

Lead Placement Agent June 2018

$69,000,000

Limoneira Company

Follow-On

Lead Manager June 2018

$50,313,000

Asure Software, Inc.

Follow-On

Joint Book-Running Manager June 2018

$77,625,000

Viking Therapeutics, Inc.

Follow-On

Co-Manager June 2018

$440,178,000

Madrigal Pharmaceuticals, Inc.

Follow-On

Co-Manager June 2018
May 2018
BlueLine Grid

M&A Advisory

May 2018
Adesto Technologies

has been acquired by

S3 Semiconductors

M&A Advisory

May 2018
OptimizeRx Corporation

M&A Advisory

$15,541,000

QuickLogic Corporation

Follow-On

Co-Manager May 2018

$23,288,000

BG Staffing, Inc.

Follow-On

Joint Book-Running Manager May 2018

$45,943,000

Evofem Biosciences, Inc.

Follow-On

Co-Manager May 2018

$17,618,000

Platinum Group Metals

Follow-On

Co-Manager May 2018

CAD2,806,000

Bioasis Technologies Inc.

PIPE

Sole Placement Agent May 2018

$2,302,000

Inuvo, Inc.

Follow-On

Sole Manager May 2018

$100,513,000

PlayAGS, Inc.

Follow-On

Co-Manager May 2018

CAD2,010,000

Cotinga Pharmaceuticals, Inc.

PIPE

Sole Placement Agent May 2018

$750,000,000

Ligand Pharmaceuticals

Convertible Senior Notes

Co-Manager May 2018

$15,000,000

Akoustis Technologies

Senior Notes

Financial Advisor May 2018

$35,000,000

Adesto Technologies

Senior Notes

Sole Placement Agent May 2018

$258,750,000

Five9, Inc.

Convertible Senior Notes

Co-Manager May 2018
April 2018
Veritone, Inc.

M&A Advisory

$10,115,000

Inpixon

Registered Direct

Sole Placement Agent April 2018

$30,250,000

Helios and Matheson Analytics Inc.

Follow-On

Co-Manager April 2018

$23,023,000

Aspen Group, Inc.

Follow-On

Sole Manager April 2018

$6,613,000

Torchlight Energy Resources, Inc.

Follow-On

Sole Book-Running Manager April 2018

$28,700,000

Trilogy Metals

Follow-On

Co-Manager April 2018

$11,250,000

EyeGate Pharmaceuticals, Inc.

Follow-On

Financial Advisor April 2018

$113,541,000

Daqo New Energy Corp.

Follow-On

Co-Manager April 2018

$37,538,000

Intec Pharma Ltd.

Follow-On

Co-Manager April 2018

$6,050,000

Digital Ally

PIPE

Sole Placement Agent April 2018
March 2018
Gaia, Inc.

M&A Advisory

March 2018
Red Violet, Inc.

M&A Advisory

March 2018
Fluent, Inc.

M&A Advisory

$15,400,000

March 2018
Actinium Pharmaceuticals, Inc.

M&A Advisory

March 2018
Red Violet, Inc.

M&A Advisory

$9,800,000

Auryn Resources

Follow-On

Co-Manager March 2018

$136,850,000

GlycoMimetics, Inc.

Follow-On

Co-Manager March 2018

$30,000,000

SCYNEXIS, Inc.

Follow-On

Co-Manager March 2018

CAD10,050,000

Enviroleach Technologies Inc.

PIPE

Sole Placement Agent March 2018

$20,000,000

February 2018
EdgePower, Inc.

has been acquired by

Just Energy

M&A Advisory

February 2018
Sphere 3D

M&A Advisory

$19,500,000

One Stop Systems

IPO

Sole Book-Running Manager February 2018

$86,296,000

Ring Energy, Inc.

Follow-On

Co-Manager February 2018

$202,400,000

Aimmune Therapeutics, Inc.

Follow-On

Co-Manager February 2018

$9,009,000

Moleculin Biotech, Inc.

Registered Direct

Sole Placement Agent February 2018

$23,163,000

Avid Bioservices, Inc.

Follow-On

Co-Manager February 2018

$18,000,000

Inpixon

Registered Direct

Sole Placement Agent February 2018

$10,250,000

Daré Bioscience, Inc.

Follow-On

Sole Manager February 2018

$22,000,000

Gemphire Therapeutics Inc.

Follow-On

Lead Manager February 2018

$5,000,000

Delcath Systems, Inc.

Follow-On

Sole Placement Agent February 2018

$63,480,000

Halcon Resources Corp

Follow-On

Co-Manager February 2018

$63,250,000

Viking Therapeutics, Inc.

Follow-On

Co-Manager February 2018

$6,000,000

MySize, Inc.

Follow-On

Sole Placement Agent February 2018

$5,478,000

Q BioMed, Inc.

Follow-On

Lead Placement Agent February 2018

$110,000,000

January 2018
U.S. Geothermal

has been acquired by

Ormat Technologies, Inc.

M&A Advisory

$188,600,000

PlayAGS, Inc.

IPO

Co-Manager January 2018

$27,300,000

Eyenovia, Inc.

IPO

Joint Book-Running Manager January 2018

$144,072,000

Cymabay Therapeutics, Inc.

Follow-On

Co-Manager January 2018

$59,570,000

Stemline Therapeutics, Inc.

Follow-On

Co-Manager January 2018

$74,745,000

Albireo Pharma, Inc.

Follow-On

Co-Manager January 2018

$7,055,000

GT Biopharma, Inc.

PIPE

Financial Advisor January 2018

$18,000,000

Sequans Communications S.A.

Follow-On

Financial Advisor January 2018

$3,185,000

Inpixon

Registered Direct

Sole Placement Agent January 2018

$17,000,000

Radisys Corporation

Senior Notes

Sole Placement Agent January 2018