Our experience and capabilities in raising capital for public and private companies are the hallmarks of the Firm. ROTH has raised over $57 billion for small-cap companies and completed over
335 merger, acquisition and advisory assignments. Since year 2000, ROTH has been a leading placement agent for the number of PIPE transactions, raising over $5 billion for our clients. ROTH received top 20 IPO aftermarket performance rankings for six consecutive years from 1994 to 1999.
In 2004, the firm raised over $1.6 billion in capital and achieved a #1 ranking for both the number of PIPE transactions and the total dollars placed.
Notes: Placements include common stock, PIPEs and common stock Registered Direct offerings
Rankings exclude companies domiciled in Canada
Transactions by sector
- Business Services
- Cleantech & Industrial Growth
- Metals & Mining
- Technology & Media
ROTH Capital Partners Recent Transactions
Click here to read ROTH's Capital Markets summary in pdf format.