Transactions

Our experience and capabilities in raising capital for public companies are the hallmarks of the Firm. ROTH has raised over $33 billion for small-cap public companies and completed over 275 merger, acquisition and advisory assignments. Since year 2000, ROTH has been a leading placement agent for the number of PIPE transactions, raising over $5 billion for our clients. ROTH received top 20 IPO aftermarket performance rankings for six consecutive years from 1994 to 1999.

In 2004, the firm raised over $1.6 billion in capital and achieved a #1 ranking for both the number of PIPE transactions and the total dollars placed. (Source: PlacementTracker)

Notes: Placements include common stock, PIPEs and common stock Registered Direct offerings

Rankings exclude companies domiciled in Canada

Transactions by sector

• Business Services
• Consumer
• Healthcare
• Industrial Growth & Cleantech
• Resources
• Technology & Media

ROTH Capital Partners Recent Transactions

Click here to read ROTH's Capital Markets summary in pdf format.