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Investment Banking


Our experience and capabilities in raising capital for public and private companies are the hallmarks of the Firm. ROTH has raised over $57 billion for small-cap companies and completed over 335 merger, acquisition and advisory assignments. Since year 2000, ROTH has been a leading placement agent for the number of PIPE transactions, raising over $5 billion for our clients. ROTH received top 20 IPO aftermarket performance rankings for six consecutive years from 1994 to 1999.

In 2004, the firm raised over $1.6 billion in capital and achieved a #1 ranking for both the number of PIPE transactions and the total dollars placed. (Source: PlacementTracker)

Notes: Placements include common stock, PIPEs and common stock Registered Direct offerings

Rankings exclude companies domiciled in Canada

Transactions by sector

  • Business Services
  • Consumer
  • Energy
  • Healthcare
  • Cleantech & Industrial Growth
  • Metals & Mining
  • Technology & Media

ROTH Capital Partners Recent Transactions

ROTH Investment Banking Transactions
Click here to read ROTH's Capital Markets summary in pdf format.

Investment Banking