Healthcare

Accelerating Growth and Enhancing Value for Healthcare

ROTH’s Healthcare Team provides financing and strategic advisory services for public and private companies in the life sciences sector. Our clients include both development and commercial stage companies and include companies engaged in the development of novel therapeutic compounds, the application of unique drug discovery and drug delivery technologies, and the development and marketing of biopharmaceuticals, specialty pharmaceuticals, medical devices and diagnostics.

ROTH works closely with our clients’ management teams and boards of directors to determine and execute optimal financing strategies. ROTH has an extensive track record in executing IPOs, follow-on offerings, PIPEs, registered directs and confidentially marketed public offerings for life sciences companies.

Additionally, ROTH also advises our clients on strategic transactions, including mergers, acquisitions, divestitures, reverse mergers, strategic sales, licensing agreements and strategic partnerships, and provides fairness opinions related to such transactions.

Investment Banking

Sector Focus

  • Biotechnology
  • Specialty pharmaceuticals
  • Medical devices
  • Diagnostics

Investment Banking Team

Alexander Nowak, CFA

Managing Director, Investment Banking

James Antonopoulos

Managing Director, Head of Healthcare Investment Banking

Benjamin Bowen, Ph.D.

Managing Director, Investment Banking

Aparna Beeram

Senior Vice President, Investment Banking

Shelby Nowak

Vice President, Investment Banking

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$6,100,000

Allurion Technologies, Inc.

Registered Direct

Sole Placement Agent February 2025

$5,828,000

Moleculin Biotech Inc

Warrant Exchange

Financial Advisor February 2025

$3,700,000

Helius Medical Technologies, Inc.

Warrant Exchange

Financial Advisor January 2025

$7,400,000

Allurion Technologies, Inc.

Registered Direct

Sole Placement Agent January 2025

$172,500,000

LeMaitre Vascular, Inc.

Convertible Senior Notes

Co-Manager December 2024

$6,177,000

Aptevo Therapeutics Inc.

Warrant Exchange

Financial Advisor December 2024

$4,064,000

Revelation Biosciences, Inc.

Warrant Exchange

Financial Advisor December 2024

$15,525,000

Cardiol Therapeutics Inc.

Follow-On

Financial Advisor October 2024

Research

Research Team

Jonathan Aschoff, Ph.D.

Managing Director, Senior Research Analyst

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Kyle Bauser, Ph.D.

Managing Director, Senior Research Analyst

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Boobalan Pachaiyappan, Ph.D.

Managing Director, Senior Research Analyst

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Jason Wittes

Managing Director, Senior Research Analyst

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